John E. Taylor
Professional summary
John Edward Townes Taylor, who also goes by J T Taylor, Johnny Taylor, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Wilmington, Delaware.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. John has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Edward Townes Taylor's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2022 - Present
PERIGON WEALTH MANAGEMENT, LLC
Office #1: 5806 Kennett Pike, Wilmington, DE 19807January 25, 2017 - May 3, 2022
OSAIC SERVICES, INC.
January 25, 2017 - May 3, 2022
OSAIC SERVICES, INC.
July 2, 2012 - January 27, 2017
FIRST ALLIED ADVISORY SERVICES, INC.
February 2, 2009 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
February 2, 2009 - January 27, 2017
FIRST ALLIED SECURITIES, INC.
October 31, 2008 - February 26, 2009
OSAIC SERVICES, INC.
October 31, 2008 - February 26, 2009
OSAIC SERVICES, INC.
July 18, 2000 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
January 4, 2000 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
October 24, 1989 - February 3, 2000
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037 / SEC#: 801-62988
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/27/2022)
(10/8/2024)
(4/27/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037 / SEC#: 801-62988
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,456 |
| AUM (Assets Under Management) | $ 8,714,418,958 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 10/24/2023 |
Red Flags
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Company Information
PERIGON WEALTH MANAGEMENT, LLC
CRD#: 131037Wilmington, DE 19807TRUST BUT VERIFY
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