Elizabeth A. Padova-hanson

ANZ SECURITIES

New York, NY 10172-0003

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CRD#: 1990346

Professional summary

Elizabeth Ann Padova-hanson, who also goes by Elizabeth Ann Padova, Elizabeth Padova, Elizabeth A Padova Hanson, is a registered financial professional currently at ANZ SECURITIES, INC. located in New York, New York.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 1989. Elizabeth has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Elizabeth Ann Padova | Elizabeth Padova | Elizabeth A Padova Hanson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Ann Padova-hanson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 8, 2016 - Present

ANZ SECURITIES, INC.

Office #1: 277 Park Avenue Floor 31, New York, NY 10172-0003

CRD#: 36654

New York, NY

Past

January 11, 2010 - July 22, 2010

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

July 30, 2008 - June 9, 2009

NATWEST MARKETS SECURITIES INC.

CRD#: 11707

GREENWICH, CT

Past

October 8, 2004 - August 1, 2008

ABN AMRO INCORPORATED

CRD#: 15776

GREENWICH, CT

Past

January 10, 2002 - April 10, 2002

CARMICHAEL SECURITIES COMPANY L.L.C.

CRD#: 47297

PHOENIX, AZ

Past

September 3, 2000 - November 29, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 18, 1989 - August 25, 1999

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/24/2025)

Connecticut
(4/24/2025)

Florida
(4/24/2025)

New York
(2/28/2017)

North Carolina
(4/24/2025)

Washington
(4/24/2025)

Exams

State Security Law Exam

Series 63

Date: 2/28/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ANZ SECURITIES, INC.

CRD#: 36654 / SEC#: , 8-47390

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

277 Park Avenue Floor 31, New York, NY 10172-0003

Mailing Address

277 Park Avenue Floor 31, New York, NY 10172-0003

Phone number

(212) 801-9160

Established

New York since 04/07/1994

Firm type

Corporation

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ANZ FUNDS PTY LIMITED	OWNER
AHARON, AMIEL LEVY	PRESIDENT	2573889
KARPUKHIN, ALEXANDER A	FINOP	6926592
MAURO, JOSEPH SCOTT	CCO	1837938

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Elizabeth A. Padova-hanson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Ann Padova-hanson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARCLAYS CAPITAL INC.

NATWEST MARKETS SECURITIES INC.

ABN AMRO INCORPORATED

CARMICHAEL SECURITIES COMPANY L.L.C.

PRUDENTIAL EQUITY GROUP, LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/28/2017

SIE

Date: 10/1/2018

Series 7

Date: 8/8/2016

FINRA

Current Firm

ANZ SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ANZ SECURITIES, INC.

TRUST BUT VERIFY

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