David N. Soiferman
Professional summary
David N Soiferman, who also goes by David Neil Soiferman, Dave Soiferman, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Orlando, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1989. David has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 4, Series 8 and Series 24 exams.
Services Offered
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David N Soiferman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2026 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4767 New Broad St. Ste. 1034, Orlando, FL 32814Office #2: 640 Brooker Creek Blvd., Ste. 400 , Oldsmar, FL 34677April 16, 2010 - June 25, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
April 16, 2010 - June 25, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
March 24, 2010 - April 16, 2010
J.P. TURNER & COMPANY, L.L.C.
September 12, 2003 - March 30, 2010
GUNNALLEN FINANCIAL, INC
November 7, 2001 - March 30, 2010
GUNNALLEN FINANCIAL, INC
November 10, 2000 - November 19, 2001
J.P. TURNER & COMPANY, L.L.C.
September 23, 1999 - November 20, 2000
BARRON CHASE SECURITIES, INC.
December 19, 1994 - October 1, 1999
HD BROUS & CO., INC.
April 16, 1993 - December 1, 1994
J. GREGORY & COMPANY, INC.
October 14, 1992 - April 19, 1993
CHATFIELD DEAN & CO., INC.
July 10, 1992 - October 19, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 19, 1989 - July 13, 1992
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/5/1995
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
Financial AdvisorCRD#: 39543Orlando, FL 32814TRUST BUT VERIFY
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