Roy Larue Hauswirth
Professional Summary
Roy Larue Hauswirth, who also goes by Roy Larue Hauswirth Mr, was a registered financial advisor. Roy was a previously registered financial professional and started their career in finance 1990 - 2017. Roy had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Roy Larue Hauswirth Mr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
BLOSSOM FINANCIAL SERVICES, INC. | MAPLE LAKE INVESTMENT MANAGEMENT, INC. | CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT, INC. | CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT | BLOSSOM HOLDINGS, INC | BLOSSOM FINANCIAL SERVICES, INC. DBA CLEVELAND HAUSWIRTH INVESTMENT MANAGEMENT
Contact Information
Main Address
220 E. Buffalo Street, Suite 301, Milwaukee, WI 53202Phone Number
(414) 431-6491Established
Wisconsin since 06/30/2004Firm Type
CorporationFiscal Year End
December# of Employees
2Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
129AUM (Assets Under Management)
$204,415,104Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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