Raymond J. Podolla
Professional summary
Raymond J. Podolla, who also goes by Ray Podolla, Raymond John Podolla Jr., Raymond John Podolla, Raymond Podolla, Raymond J Podolla, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Key Biscayne, Florida and FIDELITY BROKERAGE SERVICES LLC located in Coral Gables, Florida.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Raymond has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond J. Podolla's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
December 1, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 121 Alhambra Plaza Ste 150 Alhambra Tower, Coral Gables, FL 33134December 20, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 6, 2020 - November 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 5, 2020 - November 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2018 - October 7, 2020
TD AMERITRADE, INC.
June 20, 2018 - October 7, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 18, 2018 - October 7, 2020
TD AMERITRADE, INC.
September 6, 2017 - January 24, 2018
EQUITABLE ADVISORS, LLC
March 29, 2006 - July 17, 2008
UBS INTERNATIONAL INC.
March 28, 2006 - July 17, 2008
UBS INTERNATIONAL INC.
June 27, 2003 - March 16, 2006
TD AMERITRADE, INC.
February 5, 1990 - March 16, 2006
TD AMERITRADE, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2021)
(12/1/2021)
(3/31/2025)
(12/1/2021)
(12/1/2021)
(12/1/2021)
(3/31/2025)
(12/1/2021)
Exams
Series 8
Date: 8/27/1992
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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