Frederick H. Hensler

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CRD#: 1988513

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Frederick Henry Hensler II, who also goes by Fred Hensler, Frederick H Hensler, was a registered financial professional .

Frederick is a previously registered financial professional and started their career in finance in 1989. Frederick had worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Fred Hensler | Frederick H Hensler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HORIZON SADDLEBREDS LLC--SHOWHORSES - BRANCH ADDRESS - HORSE BREEDING AND SHOWING - FAMILY OWNED BUSINESS. 10 HRS A MONTH ZERO DURING TRADING HRS - NO SALARY; -- 2) FRED HENSLER LLC - 12272 Fenton Rd, Suite 6, Fenton MI 48430 - Not investment related - NATURE OF BUSINESS IS AUTO DEALERS LICENSE - DUTIES ARE RECORDKEEPING - 10 HRS A MONTH ZERO DURING TRADING. NO COMPENSATION; -- 3) HENSLER AVIATION - 12272 FENTON RD, STE 6A, FENTON MI 48430- Not investment related - AIRCRAFT OWNERSHIP -Partner- Start 2015- HENSLER AVIATION IS A HOLDING COMPANY FOR AN AIRPLANE THAT WE USE FOR BOTH PERSONAL AND BUSINESS TRAVEL - THERE ARE ALSO INDIVIDUALS AND CORPORATIONS WHO MAY LEASE THE PLANE FOR THEIR USE - 0 HRS A MONTH ZERO DURING TRADING HRS - COMPENSATION: WE WOULD BE COMPENSATED ON A RESIDUAL BASIS FRON THE COMPANY THAT MANAGES THE AIRCRAFT; -- 4) Hensler and Associates Wealth Management DBA Sapphire Blue Investment Partners AKA Physicians Wealth Management Services LTD--Investment related: Yes--12272 Fenton Rd, Suite 7, Fenton MI 48430--Financial services--President--Start date: 2019--Hours/month 160--Hours/month during trading: 160-- Owner, CCO, Investment Adviser Representative; -- 5) Purshe Kaplan Sterling Investments (PKS) - Investment related: Yes - 80 State St, Albany, NY 12207 - Broker/Dealer & Annuities - Registered representative - Start 04/2021 - 160 hours/month - 160 hours during trading - perform trading and annuity business -- 6) Smith Cosltd DBA Capitas Financial - 225 Friend Ste 600, Boston MA 02114 - Investment related: No - 12272 Fenton Rd, Suite 7, Fenton MI 48430 - Fixed/Traditional life insurance - Agent - Start 1/2018 - Hours/month 1 - Hours/month during trading 1 - Insurance sales

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2022 - September 26, 2025

SAPPHIRE BLUE INVESTMENT PARTNERS

RIA

CRD#: 291609

FENTON, MI

Past

April 21, 2021 - July 29, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Fenton, MI

Past

September 20, 2019 - April 19, 2021

CETERA WEALTH SERVICES, LLC

CRD#: 13572

FENTON, MI

Past

July 31, 2018 - December 31, 2021

SAPPHIRE BLUE INVESTMENT PARTNERS

RIA

CRD#: 291609

FENTON, MI

Past

April 25, 2018 - June 29, 2018

SAPPHIRE BLUE INVESTMENT PARTNERS

RIA

CRD#: 291609

FENTON, MI

Past

February 15, 2005 - April 19, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

FENTON, MI

Past

February 15, 2005 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

FENTON, MI

Past

April 5, 2002 - February 17, 2005

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

GRAND BLANC, MI

Past

July 13, 2001 - February 17, 2005

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

August 19, 1991 - July 18, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 19, 1989 - August 19, 1991

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPPHIRE BLUE INVESTMENT PARTNERS

HENSLER & ASSOCIATES WEALTH MANAGEMENT LLC | SAPPHIRE BLUE INVESTMENT PARTNERS, INC. | SAPPHIRE BLUE INVESTMENT PARTNERS | PHYSICIANS WEALTH MANAGEMENT SERVICES, LTD | LIBERATOR WEALTH MANAGEMENT, LLC

CRD#: 291609 / SEC#: 801-116916

RIA

Registered Investment Advisory firm - (7/8/2019 Approved)

Michigan

Registered Investment Advisory firm - (7/22/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/31/2002

General Securities Principal Examination

Current Firm

SAPPHIRE BLUE INVESTMENT PARTNERS

CRD#: 291609 / SEC#: 801-116916

RIA

Registered Investment Advisory firm - (7/8/2019 Approved)

Michigan

Registered Investment Advisory firm - (7/22/2019 Terminated)

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Contact information

Main Address

12272 N. Fenton Road, Suite 7, Fenton, MI 48430

Mailing Address

Phone number

(810) 714-9456

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/8/2025)

Regulatory assets under management

Total Number of Accounts	1,034
AUM (Assets Under Management)	$ 180,616,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick H. Hensler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA WEALTH SERVICES, LLC

SAPPHIRE BLUE INVESTMENT PARTNERS

SAPPHIRE BLUE INVESTMENT PARTNERS

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SAPPHIRE BLUE INVESTMENT PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2001

Series 63

Date: 10/5/1989

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/16/1989

Series 24

Date: 12/31/2002

Current Firm

SAPPHIRE BLUE INVESTMENT PARTNERS

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAPPHIRE BLUE INVESTMENT PARTNERS

TRUST BUT VERIFY

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