Stuart E. Jung
Professional summary
Stuart Eugene Jung, CFP®, CIMA® is a registered financial professional currently at VAN ECK SECURITIES CORPORATION located in New York, New York.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 1989. Stuart has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart Eugene Jung's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2014 - Present
VAN ECK SECURITIES CORPORATION
Office #1: 666 Third Avenue 9th Floor, New York, NY 10017-4033April 27, 2010 - September 30, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 27, 2010 - September 30, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 31, 2005 - April 27, 2010
BOFA ADVISORS, LLC
June 21, 2004 - April 27, 2010
BOFA DISTRIBUTORS, INC.
January 7, 2004 - June 21, 2004
BACAP DISTRIBUTORS, LLC
October 6, 1998 - December 1, 2003
MFS FUND DISTRIBUTORS, INC.
August 30, 1995 - September 18, 1998
IFMG SECURITIES, INC.
April 6, 1994 - August 29, 1995
GATEWAY INVESTMENT SERVICES, INC.
September 9, 1993 - March 22, 1994
ASB FINANCIAL SERVICES
September 18, 1989 - July 12, 1993
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2014)
(11/13/2014)
(1/15/2019)
(11/13/2014)
(11/13/2014)
Exams
FINRA
Current Firm
VAN ECK SECURITIES CORPORATION
CRD#: 2269 / SEC#: , 8-4618
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | |
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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