William J. Rizzo

QUANTUM STRATEGIES WEALTH ADVISORY

Glen Mills, PA 19342

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CRD#: 1988362

Professional summary

William Joseph Rizzo, who also goes by Bill Rizzo, is a registered financial advisor currently at QUANTUM STRATEGIES WEALTH ADVISORY located in Glen Mills, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. William has worked at 9 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Rizzo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. William Rizzo, Sole Proprietor; Investment Related; Glen Mills, PA; Insurance Agent; Fixed Insurance Sales; Approximately 15 hours spent per month; Approximately 15 hours spent during trading hours per month; started 04/2014. 2. William Rizzo, Sole Proprietor; Non-investment related; Chadds Ford, PA; Landlord/OWNER OF MULTIPLE RESIDENTIAL PROPERTIES; 0HRS/WK DURING SECURITIES TRADING & 1HR/WKND & EVENINGS Started 1/1989.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Rizzo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2015 - Present

QUANTUM STRATEGIES WEALTH ADVISORY

Office #1: 32 Regency Plaza, Glen Mills, PA 19342

RIA

CRD#: 226572

Glen Mills, PA

Past

June 19, 2014 - April 7, 2015

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

PLYMOUTH MEETING, PA

Past

May 30, 2014 - April 7, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

PLYMOUTH MEETING, PA

Past

August 26, 2011 - December 31, 2013

TRIAD ADVISORS LLC

CRD#: 25803

ROCKVILLE, MD

Past

February 25, 2008 - December 3, 2008

DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION

CRD#: 144899

WILMINGTON, DE

Past

July 1, 2004 - August 23, 2005

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

CRD#: 37550

TACOMA, WA

Past

November 29, 2000 - August 30, 2004

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

CRD#: 21771

SEATTLE, WA

Past

September 15, 1999 - December 15, 2000

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

June 11, 1998 - August 30, 1999

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

January 28, 1997 - April 8, 1998

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

July 10, 1992 - November 26, 1996

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

May 29, 1990 - December 31, 1991

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(8/5/2019)

IAR

New Jersey
(6/10/2015)

IAR

Pennsylvania
(6/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/17/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/8/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/25/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QUANTUM STRATEGIES WEALTH ADVISORY

QUANTUM STRATEGIES | QUANTUM STRATEGIES, LLC | QUANTUM STRATEGIES WEALTH ADVISORY

CRD#: 226572 / SEC#:

Connecticut

Registered Investment Advisory firm - (10/21/2020 Terminated)

Delaware

Registered Investment Advisory firm - (9/9/2015 Approved)

New Jersey

Registered Investment Advisory firm - (6/10/2015 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/26/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

32 Regency Plaza, Glen Mills, PA 19342

Mailing Address

99 Aldan Ave #909, Glen Mills, PA 19342

Phone number

(610) 624-1770

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 62,613,558

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William J. Rizzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Joseph Rizzo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

TRIAD ADVISORS LLC

DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION

RUSSELL INSTITUTIONAL SERVICES INC., PART OF RUSSELL INVESTMENTS

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

TRIAD ADVISORS LLC

CINCINNATI ANALYSTS, INC.

SEI INVESTMENTS DISTRIBUTION CO.

CINCINNATI ANALYSTS, INC.

EQUITY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2014

Series 63

Date: 4/17/2008

Series 65

Date: 11/8/1993

SIE

Date: 4/7/2015

Series 7

Date: 9/14/1992

Series 6

Date: 5/25/1990

Current Firm

QUANTUM STRATEGIES WEALTH ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QUANTUM STRATEGIES WEALTH ADVISORY

TRUST BUT VERIFY

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