Guy E. Anderson

CETERA INVESTMENT ADVISERS LLC

TOWSON, MD 21204

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CRD#: 1987862

Professional summary

Guy Edward Anderson is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Towson, Maryland and CETERA WEALTH SERVICES, LLC located in Timonium, Maryland.

Guy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Guy has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ENTITY:INOVA FINANCIAL ASSOCIATES; Yes; 305 WEST CHESAPEAKE AVE STE 305; TOWSON; MD; 21204; FINANCIAL SERVICES; REGISTERED PRINCIPAL; 10/5/2016; 80; 80; CLIENT REVIEWS, SERVICE AND INVESTMENT MANAGEMENT.|NAME OF ENTITY: independent insurance agent; Yes; 305 West Chesapeake Ave. Suite 311; Towson; MD; 21204; Fixed insurance sales; Insurance Agent; 12/14/1990; 80; 160; sale of fixed insurance products|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Edward Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 305 W Chesapeake Ave Ste 311, Towson, MD 21204

RIA

CRD#: 105644

TOWSON, MD

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 30 E. Padonia Road, Suite 303, Timonium, MD 21093

CRD#: 13572

Timonium, MD

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

March 20, 2008 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

TOWSON, MD

Past

January 1, 2004 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

TOWSON, MD

Past

August 3, 1995 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

December 6, 1991 - August 15, 1995

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

December 5, 1991 - August 15, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

January 18, 1991 - June 28, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 18, 1991 - June 28, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

October 25, 1989 - October 22, 1990

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/9/2021)

California
(6/9/2021)

Colorado
(6/9/2021)

Delaware
(6/9/2021)

District of Columbia
(6/9/2021)

Florida
(7/13/2021)

Georgia
(6/9/2021)

Iowa
(6/9/2021)

Kansas
(6/9/2021)

Kentucky
(6/9/2021)

Maryland
(6/9/2021)

IAR

Maryland
(6/29/2023)

Michigan
(6/9/2021)

New Hampshire
(6/9/2021)

New Jersey
(6/9/2021)

New York
(6/9/2021)

North Carolina
(6/9/2021)

Ohio
(6/9/2021)

Oregon
(6/9/2021)

Pennsylvania
(6/9/2021)

South Carolina
(6/9/2021)

Virginia
(6/9/2021)

West Virginia
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/5/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/7/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Guy E. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guy Edward Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

J. W. GANT & ASSOCIATES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/5/2008

Series 63

Date: 12/7/1989

SIE

Date: 10/1/2018

Series 7

Date: 10/21/1989

Series 24

Date: 10/10/2005

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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