Christine P. Ritch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Pastelis Ritch, who also goes by A Christine Pastelis, Christine Anne Pastelis, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 1989. Christine had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 51, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2011 - August 20, 2013
GREYLOCK PEAK INVESTMENTS, LLC
October 1, 2010 - August 10, 2011
CADENCE WEALTH MANAGEMENT LLC
February 8, 2008 - February 20, 2009
MUTUAL FUNDS DIRECT, LLC
May 24, 2001 - December 6, 2006
MGI FUNDS DISTRIBUTORS, LLC
May 23, 2001 - December 6, 2006
NORTHERN FUNDS DISTRIBUTORS, LLC
May 23, 2001 - December 6, 2006
BLACKROCK DISTRIBUTORS, INC
May 22, 2001 - December 6, 2006
STERLING CAPITAL DISTRIBUTORS, LLC
February 28, 1997 - December 6, 2006
FORESIDE FUNDS DISTRIBUTORS LLC
January 3, 1997 - March 5, 1997
EXPRESS SECURITIES, INCORPORATED
November 20, 1989 - January 29, 1994
AMERICAN FINANCE GROUP SECURITIES CORP.
Primary Firm SEC Registration
GREYLOCK PEAK INVESTMENTS, LLC
CRD#: 158941 / SEC#: 801-117887
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GREYLOCK PEAK INVESTMENTS, LLC
CRD#: 158941 / SEC#: 801-117887
Contact information
SEC notice filing (37 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
