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TP

Theresa A. Pope

G.DISTRIBUTORS
Rye, NY 10580-1435
Some features on this profile are disabled
CRD#: 1987432
TP

Professional summary

Theresa Ann Pope, who also goes by Terry Pope, is a registered financial professional currently at G.DISTRIBUTORS, LLC located in Rye, New York.

Theresa is registered as a RR (Registered Representative) and started their career in finance in 1997. Theresa has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Terry Pope

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Theresa Ann Pope's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 28, 2018 - Present

G.DISTRIBUTORS, LLC

Office #1: One Corporate Center, Rye, NY 10580-1435
BD
CRD#: 155071
Rye, NY
Past

June 15, 2016 - May 24, 2017

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

BD
CRD#: 329
New York, NY
Past

September 21, 2015 - June 15, 2016

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

BD
CRD#: 21771
NEW YORK, NY
Past

April 21, 2014 - August 31, 2015

NEXBANK SECURITIES INC

BD
CRD#: 133267
NEW YORK, NY
Past

October 22, 2009 - January 24, 2012

AMERICAN CENTURY INVESTMENT SERVICES INC.

BD
CRD#: 17437
NEW YORK, NY
Past

November 28, 1997 - March 26, 2004

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 14, 1997 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/3/2018)
RR
Alaska
(12/10/2018)
RR
Arizona
(12/11/2018)
RR
Arkansas
(12/10/2018)
RR
California
(11/28/2018)
RR
Colorado
(12/10/2018)
RR
Connecticut
(11/28/2018)
RR
Delaware
(4/5/2023)
RR
District of Columbia
(12/5/2018)
RR
Florida
(12/10/2018)
RR
Hawaii
(3/20/2019)
RR
Idaho
(11/28/2018)
RR
Illinois
(12/5/2018)
RR
Indiana
(12/10/2018)
RR
Iowa
(12/10/2018)
RR
Kansas
(12/12/2018)
RR
Kentucky
(12/11/2018)
RR
Louisiana
(12/10/2018)
RR
Maine
(11/29/2018)
RR
Maryland
(12/4/2018)
RR
Massachusetts
(11/30/2018)
RR
Michigan
(12/5/2018)
RR
Minnesota
(12/12/2018)
RR
Mississippi
(12/7/2018)
RR
Missouri
(11/30/2018)
RR
Montana
(12/6/2018)
RR
Nebraska
(1/4/2019)
RR
Nevada
(12/7/2018)
RR
New Hampshire
(12/12/2018)
RR
New Jersey
(12/12/2018)
RR
New Mexico
(12/14/2018)
RR
New York
(12/7/2018)
RR
North Carolina
(11/28/2018)
RR
North Dakota
(12/7/2018)
RR
Ohio
(11/30/2018)
RR
Oklahoma
(12/10/2018)
RR
Oregon
(11/29/2018)
RR
Pennsylvania
(11/30/2018)
RR
Puerto Rico
(11/29/2018)
RR
Rhode Island
(11/30/2018)
RR
South Carolina
(12/7/2018)
RR
South Dakota
(12/14/2018)
RR
Tennessee
(12/10/2018)
RR
Texas
(12/6/2018)
RR
Utah
(11/29/2018)
RR
Vermont
(12/7/2018)
RR
Virgin Islands
(12/10/2018)
RR
Virginia
(12/13/2018)
RR
Washington
(12/7/2018)
RR
West Virginia
(12/10/2018)
RR
Wisconsin
(11/30/2018)
RR
Wyoming
(12/11/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 6/30/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

GL
G.DISTRIBUTORS, LLC
G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: , 8-68697

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
One Corporate Center, Rye, NY 10580-1435
Mailing Address
One Corporate Center, Rye, NY 10580-1435
Phone number
(914) 921-5000
Established
Delaware since 08/10/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DISTRIBUTORS HOLDINGS INC.THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC
BALL, JOHN CHESTERCHIEF EXECUTIVE OFFICER3153792
CALDWELL, MAXIMILIAN SMITHFINOP, TREASURER5482642
MCNIFF, ARTHUR JOSEPHCHIEF COMPLIANCE OFFICER4586817
SWIRBUL, JASON GREYSR. VICE PRESIDENT2867816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G.DISTRIBUTORS, LLC

CRD#: 155071Rye, NY 10580-1435

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