Judith H. Bruinsma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Hepkema Bruinsma, who also goes by Judith H Bruinsma, Judy Bruinsma, Judith Lynn Hepkema, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1989. Judith had worked at 5 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2011 - December 1, 2011
PRIOR ENVOY ADVISORY, INC.
September 22, 2011 - June 29, 2017
ENVOY SECURITIES, LLC
March 20, 1997 - September 2, 2011
LINCOLN INVESTMENT
January 1, 1994 - April 3, 1997
LEGEND EQUITIES CORPORATION
October 26, 1989 - January 1, 1994
LEGEND CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIOR ENVOY ADVISORY, INC.
CRD#: 157461 / SEC#: 801-72377
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
