William H. Cantrell

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CRD#: 1986793

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William H Cantrell, CFP®, CLU®, who also goes by William Hudson Cantrell, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 1989. William had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

William Hudson Cantrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A Investment Advisor Representative at Foothills Advisors, LLC and Cantrell Financial Services LLC . 25% of time spent in this capacity. Cave Creek, AZ. Investment Related. Insurance Sales; Independent Agent; Investment Related. Started 05/2017. 25% of Time in this capacity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

CLU^®

Chartered Life Underwriter

Experience

Past

October 9, 2018 - March 19, 2024

FOOTHILLS ADVISORS, LLC

RIA

CRD#: 298408

CAVE CREEK, AZ

Past

October 20, 2010 - March 30, 2023

CANTRELL FINANCIAL STRATEGIES LLC

RIA

CRD#: 154792

CAVE CREEK, AZ

Past

March 25, 2010 - May 21, 2010

NYLIFE SECURITIES LLC

CRD#: 5167

SCOTTSDALE, AZ

Past

April 8, 2004 - December 31, 2007

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

OMAHA, NE

Past

March 15, 2004 - December 31, 2007

CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678

OMAHA, NE

Past

August 9, 1999 - January 16, 2004

HANTZ FINANCIAL SERVICES, INC.

RIA

CRD#: 46047

MAUMEE, OH

Past

June 23, 1999 - January 16, 2004

HANTZ FINANCIAL SERVICES, INC.

CRD#: 46047

SOUTHFIELD, MI

Past

June 4, 1999 - June 25, 1999

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

September 19, 1989 - June 9, 1999

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 19, 1989 - June 9, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOOTHILLS ADVISORS, LLC

CRD#: 298408 / SEC#: 801-129654

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

Arizona

Registered Investment Advisory firm - (3/19/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/19/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (3/19/2024 Terminated)

Oregon

Registered Investment Advisory firm - (3/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/27/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Current Firm

FOOTHILLS ADVISORS, LLC

CRD#: 298408 / SEC#: 801-129654

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

Arizona

Registered Investment Advisory firm - (3/19/2024 Terminated)

Colorado

Registered Investment Advisory firm - (3/19/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (3/19/2024 Terminated)

Oregon

Registered Investment Advisory firm - (3/29/2024 Terminated)

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Contact information

Main Address

6702 E Cave Creek Road #4, Cave Creek, AZ 85331

Mailing Address

Po Box 4269, Cave Creek, AZ 85327

Phone number

(480) 203-8879

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (1/28/2025)

Regulatory assets under management

Total Number of Accounts	412
AUM (Assets Under Management)	$ 104,219,775

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William H. Cantrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CANTRELL FINANCIAL STRATEGIES LLC

NYLIFE SECURITIES LLC

CBIZ FINANCIAL SOLUTIONS, INC.

CBIZ FINANCIAL SOLUTIONS, INC.

HANTZ FINANCIAL SERVICES, INC.

HANTZ FINANCIAL SERVICES, INC.

VESTAX SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FOOTHILLS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/1996

Series 63

Date: 2/27/1991

Series 7

Date: 9/16/1989

Current Firm

FOOTHILLS ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOOTHILLS ADVISORS, LLC

TRUST BUT VERIFY

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