Javier G. Orozco

TAMAR SECURITIES

Woodland Hills, CA 91364

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CRD#: 1986656

Professional summary

Javier Guztavo Orozco, who also goes by Javier G Orozco, Javier Guztavo Orozco, is a registered financial advisor currently at TAMAR SECURITIES, LLC located in Woodland Hills, California and PURSHE KAPLAN STERLING INVESTMENTS located in Woodland Hills, California.

Javier is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Javier has worked at 15 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Javier G Orozco | Javier Guztavo Orozco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Tamar Securities, LLC. Investment Related. Located at 22466 Ventura Blvd, Woodland Hills, CA 91364. Nature - RIA. Position - Certified Relationship Associate. Start - 09/15/2021. 160 hours per month, 160 hours during trading hours. Duties - Operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Javier Guztavo Orozco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2021 - Present

TAMAR SECURITIES, LLC

Office #1: 22466 Ventura Boulevard, Woodland Hills, CA 91364

RIA

CRD#: 153991

Woodland Hills, CA

Current

October 5, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 22466 Ventura Blvd, Woodland Hills, CA 91364

CRD#: 35747

Woodland Hills, CA

Past

August 26, 2019 - October 15, 2019

MORGAN STANLEY

RIA

CRD#: 149777

SHERMAN OAKS, CA

Past

August 26, 2019 - October 15, 2019

MORGAN STANLEY

CRD#: 149777

SHERMAN OAKS, CA

Past

April 30, 2019 - June 7, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

NORTHRIDGE, CA

Past

April 30, 2019 - June 7, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Northridge, CA

Past

April 30, 2019 - June 7, 2019

TD AMERITRADE, INC.

CRD#: 7870

NORTHRIDGE, CA

Past

June 12, 2018 - September 6, 2018

U.S. BANCORP ADVISORS, LLC

RIA

CRD#: 14455

GLENDALE, CA

Past

June 12, 2018 - September 6, 2018

U.S. BANCORP ADVISORS, LLC

CRD#: 14455

GLENDALE, CA

Past

May 4, 2017 - March 9, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

August 2, 2007 - March 9, 2018

SCOTTRADE, INC.

CRD#: 8206

VALENCIA, CA

Past

February 28, 2006 - May 21, 2007

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

LOS ANGELES, CA

Past

February 28, 2006 - May 21, 2007

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

LOS ANGELES, CA

Past

January 28, 2004 - February 10, 2006

TD AMERITRADE, INC.

CRD#: 7870

BEVERLY HILLS, CA

Past

June 16, 2003 - January 20, 2004

COUNTRYWIDE INVESTMENT SERVICES, INC.

CRD#: 103919

CHANDLER, AZ

Past

September 20, 2001 - April 3, 2003

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

BURBANK, CA

Past

July 30, 2001 - April 3, 2003

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

January 29, 2001 - July 16, 2001

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

January 11, 1994 - January 18, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

March 2, 1993 - January 4, 1994

KENNEDY, CABOT & CO.

CRD#: 2417

BEVERLY HILLS, CA

Past

July 11, 1991 - October 7, 1992

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

March 20, 1990 - April 9, 1990

J. W. GANT & ASSOCIATES, INC.

CRD#: 7963

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAMAR SECURITIES, LLC

911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA

Registered Investment Advisory firm - (6/11/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(9/28/2021)

California
(10/5/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/13/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TAMAR SECURITIES, LLC

911 FINANCIAL SERVICES | TAMAR SECURITIES, LLC | TAMAR INSURANCE SOLUTIONS | FIREFIGHTERS UNITED FINANCIAL SERVICES

CRD#: 153991 / SEC#: 801-71532

RIA

Registered Investment Advisory firm - (6/11/2010 Approved)

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Contact information

Main Address

22466 Ventura Boulevard, Woodland Hills, CA 91364

Mailing Address

Phone number

(818) 914-7460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAMAR SECURITIES, LLC ADV PART 2A BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAM WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC FIP WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC MVS WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAV WRAP BROCHURE (3/31/2025)

TAMAR SECURITIES, LLC TAF WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,262
AUM (Assets Under Management)	$ 1,302,372,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Javier G. Orozco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Javier Guztavo Orozco's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MORGAN STANLEY

MORGAN STANLEY

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

U.S. BANCORP ADVISORS, LLC

U.S. BANCORP ADVISORS, LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

TD AMERITRADE, INC.

COUNTRYWIDE INVESTMENT SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

QUICK & REILLY, INC.

CHARLES SCHWAB & CO., INC.

KENNEDY, CABOT & CO.

GRIFFIN FINANCIAL SERVICES

J. W. GANT & ASSOCIATES, INC.

Primary Firm SEC Registration

TAMAR SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2017

Series 63

Date: 8/13/1991

SIE

Date: 9/6/2018

Series 7

Date: 3/17/1990

FINRA

Current Firm

TAMAR SECURITIES, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAMAR SECURITIES, LLC

TRUST BUT VERIFY

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