David C. Walker
VESTGEN ADVISORS
St. Charles, IL 60174
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CRD#: 1986655
Professional summary
David C Walker, CFP® is a registered financial advisor currently at VESTGEN ADVISORS, LLC located in St. Charles, Illinois and PRIVATE CLIENT SERVICES, LLC located in St. Charles, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. David has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DGD Ventures LLC. 459 Dunham Road, Suite 200, St Charles, IL 60174. Partnership formed with two other members to purchase a LP in Chicago called Pilot Project. Each member contributed $14,000. Managing member, bookkeeper. 1 hr/mo; 1 during trading hrs. 2) VestGen Advisors, LLC. 1 N Franklin St, Suite 1850, Chicago, IL 60606. RIA. 90 hrs/mo; 90 during trading hrs. 3) Courtyards of St Charles Office Condo Assocation. 459 Dunham Road, Suite 200, St Charles, IL 60174. I am the president of my office condo association. 1 hr/mo; 1 during trading hrs. Not investment related. 4) David Walker Vacation Rental Ownership.459 Dunham Road, Suite 200, St Charles, IL 60174. I purchased a second home in Panama City Beach. 17545 Front Beach Rd, Unit 1606 Panama City Beach, FL 32413. Held out as rental property. Owner. 1 hr/mo; 1 during trading hrs. Not investment related. 5) Swisher & Walker Financial Services, Inc. 459 Dunham Road, Suite 200, St Charles, IL 60174. Income tax preparation, accounting services. President, tax preparer and accountant. 85 hrs/mo; 85 during trading hrs. Not investment related. 6) WFS Real Estate LLC. 459 Dunham Road, Suite 200, St Charles, IL 60174. WFS Real Estate owns the office from which I do business. 459 Dunham Road, Suite 200, St Charles, IL 60174. Managing member, bookkeeper. 1 hr/mo; 1 during trading hrs. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view David C Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
October 31, 2025 - Present
VESTGEN ADVISORS, LLC
Office #1: 459 Dunham Road Ste. 200, St. Charles, IL 60174RIA
CRD#: 318657
St. Charles, IL
Current
October 31, 2025 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 459 Dunham Rd, Ste 200, St. Charles, IL 60174RIA
BD
CRD#: 120222
St. Charles, IL
Past
December 18, 2020 - November 6, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
ST. CHARLES, IL
Past
December 18, 2020 - November 6, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
ST. CHARLES, IL
Past
August 26, 2009 - December 23, 2020
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
ST. CHARLES, IL
Past
August 26, 2009 - December 23, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ST. CHARLES, IL
Past
October 7, 2003 - August 21, 2009
WATERSTONE FINANCIAL GROUP, INC.
RIA
CRD#: 10078
WHEATON, IL
Past
October 28, 2002 - August 21, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
WHEATON, IL
Past
September 11, 1989 - October 28, 2002
DREHER & ASSOCIATES, INC.
BD
CRD#: 8665
OAKBROOK TERRACE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
Registered Investment Advisory firm - (3/4/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2025)
RR
Arizona(10/31/2025)
RR
Arkansas(11/4/2025)
RR
California(10/31/2025)
RR
Colorado(10/31/2025)
RR
Connecticut(10/31/2025)
RR
Delaware(10/31/2025)
RR
Florida(10/31/2025)
RR
Georgia(10/31/2025)
RR
Illinois(10/31/2025)
IAR
Illinois(10/31/2025)
RR
Indiana(10/31/2025)
RR
Kentucky(10/31/2025)
RR
Michigan(10/31/2025)
RR
Minnesota(10/31/2025)
RR
Missouri(10/31/2025)
RR
Nevada(10/31/2025)
RR
New Mexico(10/31/2025)
RR
New York(10/31/2025)
RR
Ohio(10/31/2025)
RR
South Carolina(10/31/2025)
RR
Tennessee(10/31/2025)
RR
Texas(10/31/2025)
RR
Virginia(10/31/2025)
RR
Wisconsin(10/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VA
VESTGEN ADVISORS, LLC
ENNEA WEALTH SOLUTIONS | WEALTH MANAGMENT GROUP | WEALTH MANAGEMENT GROUP, L.L.C. | VESTGEN WEALTH PARTNERS | VESTGEN OAK BROOK | VESTGEN NAPLES | VESTGEN NAPERVILLE | VESTGEN KANSAS CITY | VESTGEN INVERNESS & DOWNERS GROVE | VESTGEN GLEN ELLYN | VESTGEN EGG HARBOR | VESTGEN DOWNERS GROVE | VESTGEN CHICAGO | VESTGEN ADVISORS, LLC | VESTGEN ADVISORS | VESTGEN | VESTBRIDGE ADVISORS | OPTIMUM INVESTMENT ADVISORS | LANDMARK CAPITAL | FOUNTAIN WEALTH
CRD#: 318657 / SEC#: 801-123390
RIA
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Contact information
Main Address
1605 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(312) 237-4446
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,800 |
| AUM (Assets Under Management) | $ 3,470,310,102 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VESTGEN ADVISORS, LLC
CRD#: 318657St. Charles, IL 60174TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
