Patrick Arthur Rice
Professional Summary
Patrick Arthur Rice, who also goes by P A Rice, P Arthur Rice, Pat A Rice, Pat Arthur Rice, Pat Rice, Patrick A Rice, Patrick Rice, is a registered financial advisor currently at CREATIVEONE SECURITIES, LLC located in Overland Park, Kansas. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2008. Patrick has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
P A Rice, P Arthur Rice, Pat A Rice, Pat Arthur Rice, Pat Rice, Patrick A Rice, Patrick Rice
Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
Current Firm
ADVANCE FINANCIAL SERVICES, LLC | WESTERN LAKES FINANCIAL | WEATLH WISDOM GROUP | WALLSTREET GROUP ADVISORS, LLC | VOYAGE FINANCIAL PARTNERS | VJH CONCIERGE FINANCIAL PLANNING | UPSTATE WEALTH MANAGEMENT | THOMAS FINANCIAL | THE NORTHEASTERN GROUP | SECURE FINANCIAL SERVICES, INC | SAWYER WEALTH MANAGEMENT | SABATKA FINANCIAL ADVISORY SERVICE, INC. | RZA WEALTH MANAGEMENT | RUNDAHL FINANCIAL CONSULTANTS | RSL FINANCIAL MANAGEMENT | ROBINSON FINANCIAL | RG INVESTMENTS | RETIREMENT DEFENDERS | RASBERRY FINANCIAL SERVICES | QUANTUM ASSET MANAGEMENT | PRAIRIELAND INSURANCE GROUP, LLC | NUTTER WEALTH MANAGEMENT | NORTH COUNTY FINANCIAL ASSOCIATES | NEST BENEFITS | MWI | MUNKER FINANCIAL | MONK FINANCIAL ADVISORS | MIKE KLOBERDANZ, CHFC, LUTCF & ASSOCIATES | MIKE AXTON & ASSOCIATES | MG NASH FINANCIAL SOLUTIONS, INC | MANAGING WEALTH & INCOME | LUND FINANCIAL MANAGEMENT | LLP FINANCIAL SERVICES | LIFETIME FINANCIAL PLANNING | LEWIS RETIREMENT SOLUTIONS, LLC | KEYSTONE ASSET MANAGEMENT (KEYAMS) | KAIZEN FINANCIAL GROUP | JUDY FINANCIAL GROUP, INC | JOHNSON FINANCIAL | JENKINS & ASSOCIATES | IWM FINANCIAL, INC | INTEGRITY INVESTMENTS, INC | HAYDENROCK FINANCIAL, LLC | HARVEST FINANCIAL GROUP | GULF COAST RETIREMENT SOLUTIONS | GREER FINANCIAL SOLUTIONS, LLC | GRAND CANYON PLANNING | FUNDS MANAGEMENT, INC. | FOOTE FINANCIAL GROUP | FINANCIAL SOLUTIONS GROUP, LLC | FINANCIAL CHOREOGRAPHY LLC | EVERSON TAX & FINANCIAL SERVICES | ETA FINANCIAL SERVICES | EPHAS FINANCIAL | DS DRELICH WEALTH MANAGEMENT | DIVERSIFIED ASSET MANAGEMENT | CREATIVEWEALTH KANSAS CITY | CREATIVEONE SECURITIES, LLC | CREATIVE ONE SECURITIES, LLC | CORNERSTONE FINANCIAL | COOK FINANCIAL GROUP | CONFIANCE FINANCIAL ADVISORY | COMPASS FINANCIAL WEALTH MANAGEMENT | COASTAL CAPITAL INVESTMENT SERVICES | CLIENT ONE SECURITIES, LLC | CLIENT ONE SECURITIES LLC | CLEARLY CRYSTAL INSURANCE SERVICES | CLC FINANCIAL SERVICES, LLC | CARTIER FINANCIAL | CARSTENS FINANCIAL GROUP | BENCHMARK FINANCIAL GROUP | BELLUE & ASSOCIATES | BARBER LACKEY FINANCIAL GROUP, LLC | BAACKE INSURANCE SERVICES, INC. | ATLANTIC COAST ADVISORY GROUP | ASSOCIATES GROUP OF COMPANIES | ANGELOS ADVISORY GROUP, LLC | AMERICA'S RETIREMENT ADVISORY GROUP | AMBROSE FINANCIAL & INSURANCE SERVICES, LLC | AFFINITY ASSET MANAGEMENT
Contact Information
Main Address
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211Mailing Address
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211Phone Number
(913) 814-6097Established
Kansas since 12/02/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
196SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
FINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
12,485AUM (Assets Under Management)
$2,541,181,202Disclosures
Regulatory Event
1Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
Primary Firm SEC Registration
ADVANCE FINANCIAL SERVICES, LLC | WESTERN LAKES FINANCIAL | WEATLH WISDOM GROUP | WALLSTREET GROUP ADVISORS, LLC | VOYAGE FINANCIAL PARTNERS | VJH CONCIERGE FINANCIAL PLANNING | UPSTATE WEALTH MANAGEMENT | THOMAS FINANCIAL | THE NORTHEASTERN GROUP | SECURE FINANCIAL SERVICES, INC | SAWYER WEALTH MANAGEMENT | SABATKA FINANCIAL ADVISORY SERVICE, INC. | RZA WEALTH MANAGEMENT | RUNDAHL FINANCIAL CONSULTANTS | RSL FINANCIAL MANAGEMENT | ROBINSON FINANCIAL | RG INVESTMENTS | RETIREMENT DEFENDERS | RASBERRY FINANCIAL SERVICES | QUANTUM ASSET MANAGEMENT | PRAIRIELAND INSURANCE GROUP, LLC | NUTTER WEALTH MANAGEMENT | NORTH COUNTY FINANCIAL ASSOCIATES | NEST BENEFITS | MWI | MUNKER FINANCIAL | MONK FINANCIAL ADVISORS | MIKE KLOBERDANZ, CHFC, LUTCF & ASSOCIATES | MIKE AXTON & ASSOCIATES | MG NASH FINANCIAL SOLUTIONS, INC | MANAGING WEALTH & INCOME | LUND FINANCIAL MANAGEMENT | LLP FINANCIAL SERVICES | LIFETIME FINANCIAL PLANNING | LEWIS RETIREMENT SOLUTIONS, LLC | KEYSTONE ASSET MANAGEMENT (KEYAMS) | KAIZEN FINANCIAL GROUP | JUDY FINANCIAL GROUP, INC | JOHNSON FINANCIAL | JENKINS & ASSOCIATES | IWM FINANCIAL, INC | INTEGRITY INVESTMENTS, INC | HAYDENROCK FINANCIAL, LLC | HARVEST FINANCIAL GROUP | GULF COAST RETIREMENT SOLUTIONS | GREER FINANCIAL SOLUTIONS, LLC | GRAND CANYON PLANNING | FUNDS MANAGEMENT, INC. | FOOTE FINANCIAL GROUP | FINANCIAL SOLUTIONS GROUP, LLC | FINANCIAL CHOREOGRAPHY LLC | EVERSON TAX & FINANCIAL SERVICES | ETA FINANCIAL SERVICES | EPHAS FINANCIAL | DS DRELICH WEALTH MANAGEMENT | DIVERSIFIED ASSET MANAGEMENT | CREATIVEWEALTH KANSAS CITY | CREATIVEONE SECURITIES, LLC | CREATIVE ONE SECURITIES, LLC | CORNERSTONE FINANCIAL | COOK FINANCIAL GROUP | CONFIANCE FINANCIAL ADVISORY | COMPASS FINANCIAL WEALTH MANAGEMENT | COASTAL CAPITAL INVESTMENT SERVICES | CLIENT ONE SECURITIES, LLC | CLIENT ONE SECURITIES LLC | CLEARLY CRYSTAL INSURANCE SERVICES | CLC FINANCIAL SERVICES, LLC | CARTIER FINANCIAL | CARSTENS FINANCIAL GROUP | BENCHMARK FINANCIAL GROUP | BELLUE & ASSOCIATES | BARBER LACKEY FINANCIAL GROUP, LLC | BAACKE INSURANCE SERVICES, INC. | ATLANTIC COAST ADVISORY GROUP | ASSOCIATES GROUP OF COMPANIES | ANGELOS ADVISORY GROUP, LLC | AMERICA'S RETIREMENT ADVISORY GROUP | AMBROSE FINANCIAL & INSURANCE SERVICES, LLC | AFFINITY ASSET MANAGEMENT
State Registrations and Notice Filings
(6/16/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2008About the Series 6 examSRO Registrations
Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Patrick Arthur Rice's CRS (Customer Relationship Summary).
Similar Advisors
UBS FINANCIAL SERVICES INC.
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
LPL FINANCIAL LLC
CREATIVEONE SECURITIES, LLC
