Scott E. Mchugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Edward Mchugh was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1989. Scott had worked at 3 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2010 - February 6, 2018
ALLEN & COMPANY OF FLORIDA, LLC
May 20, 2005 - November 13, 2009
ODYSSEY SECURITIES, LLC
November 10, 2004 - June 1, 2005
ALLEN & COMPANY OF FLORIDA, LLC
August 3, 2004 - November 5, 2004
ALLEN & COMPANY OF FLORIDA, LLC
November 27, 1989 - July 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 1989 - July 6, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLEN & COMPANY OF FLORIDA, LLC
CRD#: 25 / SEC#: 801-57874, 8-9877
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
