Gloria Varel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gloria Varel, who also goes by Gloria Ann Eulich, Gloria Eulich, Gloria Eulich Martindale, Gloria Ann Nunley, Gloria Eulich Nunley, was a registered financial professional .
Gloria is a previously registered financial professional and started their career in finance in 1995. Gloria had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2004 - August 3, 2009
BELMONT ASSET MANAGEMENT, INC.
March 26, 1996 - December 31, 2022
EFS ASSET MANAGEMENT LLC
April 12, 1995 - August 4, 2009
BELMONT ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BELMONT ASSET MANAGEMENT, INC.
CRD#: 18484 / SEC#: , 8-36738
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELMONT TRUST COMPANY | SHAREHOLDER | |
| BOONE, JOHN PHILLIPS | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER FOR BD | 1050383 |
| BOSWELL, MICHAEL DALE | VICE PRESIDENT, ASST. SECRETARY, DIRECTOR | 4336484 |
| EULICH, JOHN FREEMAN | DIRECTOR | 1909589 |
| MARTINDALE, GLORIA EULICH | PRESIDENT, DIRECTOR | 1985231 |
| STEVENSON, JOHN STANLEY II | VICE PRESIDENT | 2368784 |
| WHEELER, TIMOTHY CRAIG | DIRECTOR, V.P., CFO | 2136562 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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