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Gloria Varel

CRD# 1985231·Registered 1995 - 2009
Previously Registered: Being a previously registered professional could mean that Gloria is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gloria Varel, who also goes by Gloria Ann Eulich, Gloria Eulich, Gloria Eulich Martindale, Gloria Ann Nunley, Gloria Eulich Nunley, was a registered financial advisor. Gloria was a previously registered financial professional and started their career in finance 1995 - 2009. Gloria had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gloria Ann Eulich, Gloria Eulich, Gloria Eulich Martindale, Gloria Ann Nunley, Gloria Eulich Nunley

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

BELMONT ASSET MANAGEMENT, INC.·CRD# 18484
RIA
Dallas, TX
May 3, 2004 - August 3, 2009
EFS ASSET MANAGEMENT LLC·CRD# 106184
RIA
Dallas, TX
March 26, 1996 - December 31, 2022
BELMONT ASSET MANAGEMENT, INC.·CRD# 18484
BD
Dallas, TX
April 12, 1995 - August 4, 2009

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Current Firm

BA
BELMONT ASSET MANAGEMENT, INC.

BELMONT ASSET MANAGEMENT | H. L. BRENNER INVESTMENTS, INC. | FORUM SECURITIES, INC. | CRESTWOOD ASSET MANAGEMENT | BRENNER INVESTMENTS, INC. | BELMONT WEALTH MANAGEMENT | BELMONT SECURITIES, INC. OR BELMONT ASSET MANAGEMENT | BELMONT SECURITIES, INC. D/B/A BELMONT ASSET MANAGEMENT | BELMONT SECURITIES, INC. | BELMONT SECURITIES INC. | BELMONT SECURITIES INC | BELMONT SECURITIES | BELMONT SECURITES INC | BELMONT ASSET MANAGEMENT, INC.

CRD#: 18484 / SEC#: 8-36738
BD
Terminated by SEC on 10/03/2009

Contact Information

Established

Tennessee since 07/30/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BELMONT TRUST COMPANYSHAREHOLDER—
BOONE, JOHN PHILLIPSVICE PRESIDENT, CHIEF COMPLIANCE OFFICER FOR BD1050383
BOSWELL, MICHAEL DALEVICE PRESIDENT, ASST. SECRETARY, DIRECTOR4336484
EULICH, JOHN FREEMANDIRECTOR1909589
MARTINDALE, GLORIA EULICHPRESIDENT, DIRECTOR1985231
STEVENSON, JOHN STANLEY IIVICE PRESIDENT2368784
WHEELER, TIMOTHY CRAIGDIRECTOR, V.P., CFO2136562

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BELMONT GROUP INC, OPERATING CO, DIRECTOR, 2000. EMPLOYEE IS AN OFFICER AND/OR DIRECTOR OF VARIOUS EULICH FAMILY-RELATED ENTITIES THAT HAVE BEEN IN EXISTENCE FOR MANY YEARS. NONE OF THESE ENTITIES REQUIRE MUCH TIME AND THE MAJORITY OF THE EMPLOYEE'S TIME WILL BE SPENT ON THESE INVESTMENT RELATED ENTITIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GV
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