Craig S. Vento
Professional summary
Craig S Vento, who also goes by Craig Steven Vento, Craig S Vento, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Pewaukee, Wisconsin and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Craig has worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Craig S Vento's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
January 10, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262January 26, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 29, 2021 - October 4, 2021
LPL FINANCIAL LLC
July 29, 2021 - October 4, 2021
LPL FINANCIAL LLC
May 3, 2017 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 3, 2017 - January 11, 2021
TD AMERITRADE, INC.
May 3, 2017 - January 11, 2021
TD AMERITRADE, INC.
February 6, 2015 - April 26, 2017
WADDELL & REED
February 6, 2015 - April 26, 2017
WADDELL & REED
October 1, 2012 - February 18, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2012 - February 18, 2015
J.P. MORGAN SECURITIES LLC
April 9, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 9, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
August 5, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 5, 2002 - April 3, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
