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SC

Scott Conway

TOWNSEND

WESTMINSTER, CO

·CRD# 1984087·37 years experience

Professional Summary

Scott Conway, who also goes by Scott Alan Conway, Scott Conway, is a registered financial advisor currently at TOWNSEND located in Westminster, Colorado and PRIVATE CLIENT SERVICES, LLC located in Westminster, Colorado. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 26, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Alan Conway, Scott Conway

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

TOWNSEND·CRD# 113681

RIA

2761 W. 120th Ave., Suite 200, Westminster, CO 80234

August 14, 2026 - Present

PRIVATE CLIENT SERVICES, LLC·CRD# 120222

RIA

BD

2761 W 120th Ave #200, Westminster, CO 80234

August 17, 2026 - Present

P.J. ROBB VARIABLE, LLC·CRD# 38339

BD

Memphis, TN

November 6, 2025 - February 2, 2026

FARMERS FINANCIAL SOLUTIONS, LLC·CRD# 103863

BD

Westlake Village, CA

December 16, 2024 - August 22, 2025

FARMERS FINANCIAL SOLUTIONS, LLC·CRD# 103863

BD

Bellevue, WA

May 27, 2014 - December 16, 2024

UBS FINANCIAL SERVICES INC.·CRD# 8174

RIA

Boulder, CO

September 18, 2007 - December 26, 2013

UBS FINANCIAL SERVICES INC.·CRD# 8174

BD

Boulder, CO

September 18, 2007 - December 26, 2013

EQUITABLE ADVISORS, LLC·CRD# 6627

RIA

Denver, CO

July 25, 2006 - September 13, 2007

EQUITABLE ADVISORS, LLC·CRD# 6627

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Denver, CO

March 22, 2006 - September 13, 2007

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Bartlesville, OK

December 12, 2002 - June 20, 2005

ARVEST WEALTH MANAGEMENT·CRD# 42057

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Lowell, AR

December 10, 2002 - June 20, 2005

MORGAN STANLEY DW INC.·CRD# 7556

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September 19, 2001 - November 21, 2002

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Purchase, NY

April 11, 2001 - November 21, 2002

MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587

BD

Dallas, TX

July 23, 1997 - April 20, 2001

FIDELITY BROKERAGE SERVICES LLC·CRD# 7784

BD

Smithfield, RI

September 15, 1989 - May 23, 1997

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Current Firm

TO

TOWNSEND

-TOWNSEND | TOWNSEND RETIREMENT SPECIALISTS | TOWNSEND & ASSOCIATES, INC. | TOWNSEND

CRD#: 113681 / SEC#: 801-66559

RIA

Registered Investment Advisory firm - SEC (4/28/2006 Approved)

Colorado

Registered Investment Advisory firm - Colorado (5/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2761 W. 120th Ave., Suite 200, Westminster, CO 80234

Phone Number

(303) 452-5986

# of Employees

30

SEC notice filing (26 States and Territories)

Registered to provide investment advisory services in 26 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B (8/14/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,662

AUM (Assets Under Management)

$1,520,130,422

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent Insurance Agent; not investment-related; started 03/2006; approximately 0 hours per month, 0 hours during securities trading hours. 2) Private Client Services; 2761 W 120th Ave, Suite 200, Westminster, CO 80234; Registered Sales Assistant; Start Date: 08/17/2026; Number of hours/month: 0; Number during trading hours: 0 3) Townsend & Associates, Inc; 2761 W 120th Ave, Suite 200, Westminster, CO 80234; RIA; IAR; Start Date; 08/10/2026; Number of hours/month: 160; Number during trading hours: 160; IAR/Financial Planner

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TO

TOWNSEND

-TOWNSEND | TOWNSEND RETIREMENT SPECIALISTS | TOWNSEND & ASSOCIATES, INC. | TOWNSEND

CRD#: 113681 / SEC#: 801-66559

RIA

Registered Investment Advisory firm - SEC (4/28/2006 Approved)

Colorado

Registered Investment Advisory firm - Colorado (5/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

IAR

Colorado
(8/14/2026)

RR

Colorado
(8/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1990About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1989About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jun 2014About the Series 26 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Nov 2007About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Oct 2007About the Series 9 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1994

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Scott Conway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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SC

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