Scott Conway

TOWNSEND

WESTMINSTER, CO 80234

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CRD#: 1984087

Professional summary

Scott Conway, who also goes by Scott Alan Conway, Scott Conway, is a registered financial advisor currently at TOWNSEND located in Westminster, Colorado and PRIVATE CLIENT SERVICES, LLC located in Westminster, Colorado.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Scott has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 26, Series 10, Series 9 and Series 8 exams.

Aliases

Scott Alan Conway | Scott Conway

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent Insurance Agent; not investment-related; started 03/2006; approximately 0 hours per month, 0 hours during securities trading hours. 2) Private Client Services; 2761 W 120th Ave, Suite 200, Westminster, CO 80234; Registered Sales Assistant; Start Date: 08/17/2026; Number of hours/month: 0; Number during trading hours: 0 3) Townsend & Associates, Inc; 2761 W 120th Ave, Suite 200, Westminster, CO 80234; RIA; IAR; Start Date; 08/10/2026; Number of hours/month: 160; Number during trading hours: 160; IAR/Financial Planner

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Conway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2026 - Present

TOWNSEND

Office #1: 2761 W. 120th Ave., Suite 200, Westminster, CO 80234

RIA

CRD#: 113681

WESTMINSTER, CO

Current

August 17, 2026 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 2761 W 120th Ave #200, Westminster, CO 80234

RIA

CRD#: 120222

Westminster, CO

Past

November 6, 2025 - February 2, 2026

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

December 16, 2024 - August 22, 2025

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

Past

May 27, 2014 - December 16, 2024

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

Bellevue, WA

Past

September 18, 2007 - December 26, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BOULDER, CO

Past

September 18, 2007 - December 26, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BOULDER, CO

Past

July 25, 2006 - September 13, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DENVER, CO

Past

March 22, 2006 - September 13, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

DENVER, CO

Past

December 12, 2002 - June 20, 2005

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

BARTLESVILLE, OK

Past

December 10, 2002 - June 20, 2005

ARVEST WEALTH MANAGEMENT

CRD#: 42057

LOWELL, AR

Past

September 19, 2001 - November 21, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BARTLESVILLE, OK

Past

April 11, 2001 - November 21, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 23, 1997 - April 20, 2001

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

September 15, 1989 - May 23, 1997

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOWNSEND

-TOWNSEND | TOWNSEND RETIREMENT SPECIALISTS | TOWNSEND & ASSOCIATES, INC. | TOWNSEND

CRD#: 113681 / SEC#: 801-66559

RIA

Registered Investment Advisory firm - (4/28/2006 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Colorado
(8/14/2026)

Colorado
(8/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/14/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/18/2014

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 10

Date: 11/14/2007

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/22/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 3/25/1994

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

TOWNSEND

-TOWNSEND | TOWNSEND RETIREMENT SPECIALISTS | TOWNSEND & ASSOCIATES, INC. | TOWNSEND

CRD#: 113681 / SEC#: 801-66559

RIA

Registered Investment Advisory firm - (4/28/2006 Approved)

Colorado

Registered Investment Advisory firm - (5/31/2006 Terminated)

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Contact information

Main Address

2761 W. 120th Ave., Suite 200, Westminster, CO 80234

Mailing Address

Phone number

(303) 452-5986

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B (2/7/2026)

Regulatory assets under management

Total Number of Accounts	3,662
AUM (Assets Under Management)	$ 1,520,130,422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott Conway

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Conway's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

P.J. ROBB VARIABLE, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

FARMERS FINANCIAL SOLUTIONS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

MOMENTUM INDEPENDENT NETWORK INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

TOWNSEND

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2001

Series 63

Date: 10/3/1989

SIE

Date: 10/1/2018

Series 7

Date: 9/12/1990

Series 6

Date: 9/14/1989

Series 26

Date: 6/18/2014

Series 10

Date: 11/14/2007

Series 9

Date: 10/22/2007

Series 8

Date: 3/25/1994

FINRA

Current Firm

TOWNSEND

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TOWNSEND

TRUST BUT VERIFY

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