Scott A. Conway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Alan Conway, who also goes by Scott Alan Conway, Scott Conway, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1989. Scott had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 26, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 2025 - February 2, 2026
P.J. ROBB VARIABLE, LLC
December 16, 2024 - August 22, 2025
FARMERS FINANCIAL SOLUTIONS, LLC
May 27, 2014 - December 16, 2024
FARMERS FINANCIAL SOLUTIONS, LLC
September 18, 2007 - December 26, 2013
UBS FINANCIAL SERVICES INC.
September 18, 2007 - December 26, 2013
UBS FINANCIAL SERVICES INC.
July 25, 2006 - September 13, 2007
EQUITABLE ADVISORS, LLC
March 22, 2006 - September 13, 2007
EQUITABLE ADVISORS, LLC
December 12, 2002 - June 20, 2005
ARVEST WEALTH MANAGEMENT
December 10, 2002 - June 20, 2005
ARVEST WEALTH MANAGEMENT
September 19, 2001 - November 21, 2002
MORGAN STANLEY DW INC.
April 11, 2001 - November 21, 2002
MORGAN STANLEY DW INC.
July 23, 1997 - April 20, 2001
MOMENTUM INDEPENDENT NETWORK INC.
September 15, 1989 - May 23, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 3/25/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
Red Flags
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