MW
Michael A. White
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Rockford, IL 61107
Some features on this profile are disabled
CRD#: 1983557
MW
Professional summary
Michael A White JR, AIF® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Rockford, Illinois and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Rockford, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING, 07/01//20 2) MICHAEL A WHITE, 124 N WATER ST, STE 020, ROCKFORD, IL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/01/05, NIR, 30/YR- 10/TRADING 3) WATERSIDE FINANCIAL ADVISORS, 124 N WATER STREET, STE 020, ROCKFORD, IL, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 02/01/13, PARTNER, INV REL, 150/YR-- 50/TRADING 4)WATERSIDE PARTNERSHIP, LLC, 124 N WATER ST, STE 020, ROCKFORD, IL, COMMERCIAL OFFICE BUILDING OWNERSHIP, 10/01/09, MANAGING PARTNER, NIR, 5/WK- 3/TRADING 5) WATERSIDE FINANCIAL ADVISORS, LLC, 124 N WATER STREET, STE 020, ROCKFORD, IL, FINANCIAL SERVICES DBA, MANAGING PARTNER, INV REL, 55 HR/WK- 40/TRADING HR. 6) WATERS EDGE PROPERTIES, LLC., 855 N. Madison Street, Rockford IL 61107, United States, 05/01/2024, Partner, Real Estate, NIR, 5/MO - 0/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Michael A White JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 1, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 124 N Water St. Ste. 20, Rockford, IL 61107RIA
CRD#: 134139
Rockford, IL
Current
July 1, 2020 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 124 N Water Dt. Ste. 204, Rockford, IL 61107Office #2: 124 N Water St. Ste. 20, Rockford, IL 61107BD
CRD#: 39543
Rockford, IL
Past
May 25, 2005 - July 6, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ROCKFORD, IL
Past
March 29, 2005 - July 6, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ROCKFORD, IL
Past
August 31, 2004 - March 29, 2005
STANCORP INVESTMENT ADVISERS, INC.
RIA
CRD#: 110228
CHICAGO, IL
Past
June 18, 2004 - March 8, 2005
STANCORP EQUITIES, INC.
BD
CRD#: 19517
PORTLAND, OR
Past
June 18, 2003 - May 21, 2004
AMCORE INVESTMENT SERVICES, INC
BD
CRD#: 27708
ROCKFORD, IL
Past
April 25, 2000 - November 6, 2002
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
September 11, 1989 - December 15, 1992
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2020)
RR
California(7/1/2020)
RR
Florida(7/1/2020)
RR
Georgia(7/1/2020)
RR
Illinois(7/1/2020)
IAR
Illinois(7/1/2020)
RR
Indiana(10/21/2025)
RR
Iowa(7/1/2020)
RR
Kansas(1/2/2024)
RR
Kentucky(12/20/2022)
RR
Michigan(7/1/2020)
RR
Minnesota(7/1/2020)
RR
Missouri(7/5/2023)
RR
Montana(7/1/2020)
RR
New Mexico(7/1/2020)
RR
North Carolina(8/5/2020)
RR
Ohio(7/1/2020)
RR
Texas(7/1/2020)
IAR
Texas(7/1/2020)
RR
Wisconsin(7/1/2020)
RR
Wyoming(5/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/18/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
