Thomas M. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Mushro Lawrence, who also goes by Thomas L Mushro, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1989. Thomas had worked at 3 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2004 - May 30, 2014
FAIRFAX SECURITIES CORPORATION
May 3, 1999 - April 11, 2002
STERNE, AGEE & LEACH, INC.
November 21, 1989 - June 10, 1997
PRINCIPAL FINANCIAL SECURITIES,INC.
State Registrations and Notice Filings
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Exams
Current Firm
FAIRFAX SECURITIES CORPORATION
CRD#: 37967 / SEC#: , 8-40670
Contact information
Documents
Red Flags
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