Jean-louis Guinchard

RCX CAPITAL GROUP ADVISORS

Boone, NC 28607

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CRD#: 1983431

Professional summary

Jean-louis Guinchard, who also goes by Jean Louis Guinchard, Jeanlouis Guinchard, is a registered financial advisor currently at RCX CAPITAL GROUP ADVISORS, LLC located in Boone, North Carolina and RCX CAPITAL GROUP, LLC located in Boone, North Carolina.

Jean-louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Jean-louis has worked at 9 firms and has passed the Series 65, Series 63, Series 66, Series 99TO, SIE, Series 79, Series 7, Series 3, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jean Louis Guinchard | Jeanlouis Guinchard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean-louis Guinchard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2015 - Present

RCX CAPITAL GROUP ADVISORS, LLC

Office #1: 271 Sleepy Valley Drive, Boone, NC 28607

RIA

CRD#: 170463

Boone, NC

Current

September 6, 2012 - Present

RCX CAPITAL GROUP, LLC

CRD#: 114290

BOONE, NC

Past

September 2, 2020 - June 28, 2022

INLAND INVESTMENT ADVISORS, LLC

RIA

CRD#: 109933

OAK BROOK, IL

Past

October 27, 2014 - December 31, 2014

RCX CAPITAL GROUP ADVISORS, LLC

RIA

CRD#: 170463

SAN DIEGO, CA

Past

April 21, 2003 - May 29, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SAN DIEGO, CA

Past

April 21, 2003 - May 29, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SAN DIEGO, CA

Past

February 11, 1999 - April 15, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

January 1, 1998 - February 9, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 8, 1992 - December 16, 1995

SALOMON BROTHERS MUNICIPALS INC

CRD#: 28940

Past

November 10, 1992 - February 9, 1998

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

Past

August 19, 1992 - October 5, 1992

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

September 19, 1989 - July 14, 1992

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/2/2018)

Alaska
(1/2/2018)

Arizona
(1/2/2018)

Arkansas
(8/5/2015)

California
(1/29/2013)

IAR

California
(1/9/2015)

Colorado
(1/2/2018)

Connecticut
(1/2/2018)

Delaware
(1/2/2018)

District of Columbia
(1/2/2018)

Florida
(1/2/2018)

Georgia
(1/2/2018)

Hawaii
(1/2/2018)

Idaho
(1/2/2018)

Illinois
(1/2/2018)

Indiana
(1/2/2018)

Iowa
(1/2/2018)

Kansas
(1/2/2018)

Kentucky
(1/2/2018)

Louisiana
(1/2/2018)

Maine
(1/2/2018)

Maryland
(1/2/2018)

Massachusetts
(1/2/2018)

Michigan
(1/2/2018)

Minnesota
(7/6/2016)

Mississippi
(1/2/2018)

Missouri
(1/2/2018)

Montana
(1/2/2018)

Nebraska
(1/2/2018)

Nevada
(1/2/2018)

New Hampshire
(1/2/2018)

New Jersey
(1/2/2018)

New Mexico
(1/2/2018)

New York
(1/2/2018)

North Carolina
(1/2/2018)

IAR

North Carolina
(11/24/2021)

North Dakota
(1/2/2018)

Ohio
(1/2/2018)

Oklahoma
(1/2/2018)

Oregon
(1/2/2018)

Pennsylvania
(1/2/2018)

Rhode Island
(1/2/2018)

South Carolina
(1/2/2018)

South Dakota
(1/11/2017)

Tennessee
(1/2/2018)

Texas
(1/2/2018)

Utah
(1/2/2018)

Vermont
(1/2/2018)

Virginia
(1/2/2018)

Washington
(1/2/2018)

West Virginia
(1/2/2018)

Wisconsin
(1/2/2018)

Wyoming
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/14/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 8/21/2017

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 9/5/2012

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/11/1991

National Commodity Futures Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RCX CAPITAL GROUP ADVISORS, LLC

COVENANT INVESTMENT CAPITAL, LLC | SILVER PORTAL CAPITAL ADVISORS, LLC | RCX CAPITAL GROUP ADVISORS, LLC

CRD#: 170463 / SEC#: 801-79238

RIA

Registered Investment Advisory firm - (1/9/2015 Terminated)

California

Registered Investment Advisory firm - (1/1/2015 Approved)

North Carolina

Registered Investment Advisory firm - (7/27/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

271 Sleepy Valley Drive, Boone, NC 28607

Mailing Address

Po Box 1151, Boone, NC 28607

Phone number

(858) 232-7007

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jean-louis Guinchard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jean-louis Guinchard's CRS (Customer Relationship Summary).

Certified licenses

Experience

RCX CAPITAL GROUP ADVISORS, LLC

RCX CAPITAL GROUP, LLC

INLAND INVESTMENT ADVISORS, LLC

RCX CAPITAL GROUP ADVISORS, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

SALOMON BROTHERS MUNICIPALS INC

SALOMON BROTHERS INC.

GOLDMAN SACHS & CO. LLC

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2014

Series 63

Date: 1/28/2013

Series 66

Date: 6/14/2005

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 79

Date: 8/21/2017

Series 7

Date: 9/5/2012

Series 3

Date: 4/11/1991

Series 14

Date: 1/2/2023

Series 24

Date: 7/2/2013

FINRA

Current Firm

RCX CAPITAL GROUP ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

RCX CAPITAL GROUP ADVISORS, LLC

TRUST BUT VERIFY

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