Deborah R. Lewis

INVICTA ADVISORS LLC

Raleigh, NC 27609

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CRD#: 1982851

Professional summary

Deborah Rebecca Lewis, CFP® is a registered financial advisor currently at INVICTA ADVISORS LLC located in Raleigh, North Carolina and INVICTA CAPITAL LLC located in Raleigh, North Carolina.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Deborah has worked at 7 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Six Points Wealth Management 04/23/2025 Investment Related 5909 Falls of Neuse, Suite 102 Raleigh, North Carolina, 27609 160 hours per month, 40 hours during securities trading hours Owner/Sole Proprietor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Rebecca Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

September 19, 2025 - Present

INVICTA ADVISORS LLC

Office #1: 5909 Falls Of Neuse Ste 102, Raleigh, NC 27609

RIA

CRD#: 298868

Raleigh, NC

Current

September 19, 2025 - Present

INVICTA CAPITAL LLC

Office #1: 5909 Falls Of Neuse Road Suite 102, Raleigh, NC 27609

CRD#: 288101

Raleigh, NC

Past

April 23, 2025 - September 22, 2025

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

Raleigh, NC

Past

August 6, 2014 - March 31, 2025

LEWIS FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 116344

RALEIGH, NC

Past

March 15, 2013 - September 22, 2025

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

Raleigh, NC

Past

March 6, 2012 - April 12, 2013

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

RALEIGH, NC

Past

August 15, 2000 - November 7, 2000

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

March 26, 1997 - June 11, 1997

PPA INVESTMENTS, INC.

CRD#: 15869

ROSWELL, GA

Past

January 10, 1990 - March 19, 1997

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(9/19/2025)

California
(9/19/2025)

Colorado
(9/19/2025)

Florida
(9/19/2025)

Georgia
(9/19/2025)

Indiana
(9/19/2025)

Kansas
(9/19/2025)

Louisiana
(9/19/2025)

Maryland
(9/19/2025)

Massachusetts
(9/19/2025)

Michigan
(9/19/2025)

Missouri
(10/14/2025)

New York
(9/19/2025)

North Carolina
(9/23/2025)

Ohio
(9/19/2025)

Pennsylvania
(9/19/2025)

IAR

Pennsylvania
(9/19/2025)

South Carolina
(9/19/2025)

Texas
(9/19/2025)

Virginia
(9/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/28/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/28/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/1990

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVICTA ADVISORS LLC

CRD#: 298868 / SEC#: 801-114114

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

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Contact information

Main Address

527 Cedar Way Suite 101, Oakmont, PA 15139

Mailing Address

Phone number

(412) 349-8684

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,371
AUM (Assets Under Management)	$ 183,496,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Deborah R. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Rebecca Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVICTA CAPITAL LLC

THE STRATEGIC FINANCIAL ALLIANCE, INC.

LEWIS FINANCIAL MANAGEMENT, LLC

THE STRATEGIC FINANCIAL ALLIANCE, INC.

GROVE POINT INVESTMENTS, LLC

SEI INVESTMENTS DISTRIBUTION CO.

PPA INVESTMENTS, INC.

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

INVICTA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2012

Series 63

Date: 8/28/2000

Series 65

Date: 12/28/1999

SIE

Date: 10/1/2018

Series 7

Date: 2/6/2012

Series 6

Date: 1/9/1990

FINRA

Current Firm

INVICTA ADVISORS LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVICTA ADVISORS LLC

TRUST BUT VERIFY

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