Bruce K. Broussard
Professional summary
Bruce Kerlee Broussard, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Orlando, Florida and CETERA WEALTH SERVICES, LLC located in Orlando, Florida.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Bruce has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 2, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Kerlee Broussard's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
July 17, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1615 Edgewater Drive Suite 150, Orlando, FL 32804July 11, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1615 Edgewater Drive Suite 150, Orlando, FL 32804April 8, 2004 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
April 1, 2004 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
December 21, 2001 - March 23, 2004
MSI FINANCIAL SERVICES, INC.
December 14, 2001 - March 23, 2004
METROPOLITAN LIFE INSURANCE COMPANY
December 14, 2001 - March 23, 2004
MSI FINANCIAL SERVICES, INC.
March 13, 2001 - December 20, 2001
WOODBURY FINANCIAL SERVICES, INC.
April 19, 1999 - March 16, 2001
VOYA FINANCIAL ADVISORS, INC.
February 27, 1995 - April 27, 1999
MONY SECURITIES CORPORATION
October 26, 1992 - February 23, 1995
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 26, 1989 - October 30, 1992
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2025)
(8/10/2023)
(7/11/2023)
(7/17/2023)
(8/10/2023)
(8/10/2023)
(8/10/2023)
(8/10/2023)
(8/21/2023)
(8/10/2023)
(8/10/2023)
Exams
Series 2
Date: 10/3/1994
Non-Member General Securities ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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