Edie L. Goldstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edie Lynn Goldstein, who also goes by Edith Lynn Goldstein, Edie Goldstein, was a registered financial professional .
Edie is a previously registered financial professional and started their career in finance in 1989. Edie had worked at 10 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2019 - June 30, 2022
CHELSEA FINANCIAL SERVICES
September 9, 2014 - December 6, 2018
NEXT FINANCIAL GROUP, INC.
October 22, 2009 - September 12, 2014
GROVE POINT INVESTMENTS, LLC
June 13, 2006 - December 31, 2007
TRADINGBLOCK
March 9, 2004 - August 2, 2004
TRADIER BROKERAGE, INC.
November 30, 1999 - May 13, 2002
SCHONFELD SECURITIES, LLC
October 11, 1999 - November 3, 1999
LISS FINANCIAL SERVICES
September 16, 1999 - October 15, 1999
GVR COMPANY
September 11, 1989 - August 30, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 11, 1989 - August 30, 1999
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
