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Eduardo Jose Solorzano

CRD# 1981747·Registered 1990 - 2013
Previously Registered: Being a previously registered professional could mean that Eduardo is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eduardo Jose Solorzano, who also goes by Ed Solorzano, was a registered financial advisor. Eduardo was a previously registered financial professional and started their career in finance 1990 - 2013. Eduardo had worked at 14 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ed Solorzano

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years registered in the securities industry

Current & Past Employments

Past

TCT SECURITIES & DERIVATIVES, LLCPast·CRD# 149679
BD
Miami, FL
January 10, 2013 - July 16, 2013
AVANZA CAPITAL MARKETS INC.Past·CRD# 103941
BD
Miami, FL
June 27, 2011 - February 10, 2012
STONEX INTERNATIONAL SECURITIES INC.Past·CRD# 146667
BD
Miami, FL
July 23, 2008 - March 31, 2010
CREAND SECURITIESPast·CRD# 38964
BD
Miami, FL
July 11, 2006 - December 13, 2006
GLOBAL PARTNERS SECURITIES INC.Past·CRD# 19606
BD
Fort Lauderdale, FL
January 15, 2003 - October 18, 2004
EMPIRE FINANCIAL GROUP, INC.Past·CRD# 28759
BD
Longwood, FL
July 20, 2001 - August 21, 2002
THE MALACHI GROUP, INC.Past·CRD# 42320
BD
Atlanta, GA
January 7, 2002 - April 7, 2002
CENTENNIAL CAPITAL MANAGEMENT, INC.Past·CRD# 38988
BD
Atlanta, GA
April 5, 2000 - July 20, 2001
BBVA INVESTMENTS INC.Past·CRD# 31769
BD
Houston, TX
November 4, 1999 - January 4, 2000
AXON SECURITIES GROUP, P.A.Past·CRD# 44828
BD
Miami, FL
August 5, 1998 - February 8, 1999
INTER CAPITAL ADVISORS, INC.Past·CRD# 40140
BD
May 21, 1996 - June 24, 1997
WORLD INVEST CORPORATIONPast·CRD# 17223
BD
Deerfield Beach, FL
August 5, 1993 - December 31, 1995
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Weehawken, NJ
January 3, 1992 - January 30, 1992
LEHMAN BROTHERS INC.Past·CRD# 7506
BD
New York, NY
March 8, 1990 - January 17, 1992

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Current Firm

TS
TCT SECURITIES & DERIVATIVES, LLC

TCT SECURITIES & DERIVATIVES, LLC

CRD#: 149679 / SEC#: 8-68178
BD
Terminated by SEC on 05/20/2016

Contact Information

Established

Florida since 09/08/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PUIG, JUAN C.MANAGING MEMBER/CEO/CCO5510049
OLAVARRI HERVELLA, EMILIOMANAGING MEMBER/PRESIDENT5648005
MEGENITY, BRIAN MCDONALDFINOP2889637

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2000About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1996About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 2008About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1989About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 1996About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1996About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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