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ES

Eduardo J. Solorzano

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CRD#: 1981747
ES

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eduardo Jose Solorzano, who also goes by Ed Solorzano, was a registered financial professional .

Eduardo is a previously registered financial professional and started their career in finance in 1990. Eduardo had worked at 14 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 4, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ed Solorzano

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 10, 2013 - July 16, 2013

TCT SECURITIES & DERIVATIVES, LLC

BD
CRD#: 149679
MIAMI, FL
Past

June 27, 2011 - February 10, 2012

AVANZA CAPITAL MARKETS INC.

BD
CRD#: 103941
MIAMI, FL
Past

July 23, 2008 - March 31, 2010

STONEX INTERNATIONAL SECURITIES INC.

BD
CRD#: 146667
MIAMI, FL
Past

July 11, 2006 - December 13, 2006

CREAND SECURITIES

BD
CRD#: 38964
MIAMI, FL
Past

January 15, 2003 - October 18, 2004

GLOBAL PARTNERS SECURITIES INC.

BD
CRD#: 19606
FORT LAUDERDALE, FL
Past

January 7, 2002 - April 7, 2002

THE MALACHI GROUP, INC.

BD
CRD#: 42320
ATLANTA, GA
Past

July 20, 2001 - August 21, 2002

EMPIRE FINANCIAL GROUP, INC.

BD
CRD#: 28759
LONGWOOD, FL
Past

April 5, 2000 - July 20, 2001

CENTENNIAL CAPITAL MANAGEMENT, INC.

BD
CRD#: 38988
ATLANTA, GA
Past

November 4, 1999 - January 4, 2000

BBVA INVESTMENTS INC.

BD
CRD#: 31769
HOUSTON, TX
Past

August 5, 1998 - February 8, 1999

AXON SECURITIES GROUP, P.A.

BD
CRD#: 44828
MIAMI, FL
Past

May 21, 1996 - June 24, 1997

INTER CAPITAL ADVISORS, INC.

BD
CRD#: 40140
Past

August 5, 1993 - December 31, 1995

WORLD INVEST CORPORATION

BD
CRD#: 17223
DEERFIELD BEACH, FL
Past

January 3, 1992 - January 30, 1992

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

March 8, 1990 - January 17, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/1/2000
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


TS
TCT SECURITIES & DERIVATIVES, LLC
TCT SECURITIES & DERIVATIVES, LLC

CRD#: 149679 / SEC#: , 8-68178

BD
Terminated by SEC on 05/20/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 09/08/2008
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
PUIG, JUAN C.MANAGING MEMBER/CEO/CCO5510049
OLAVARRI HERVELLA, EMILIOMANAGING MEMBER/PRESIDENT5648005
MEGENITY, BRIAN MCDONALDFINOP2889637

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TCT SECURITIES & DERIVATIVES, LLC

CRD#: 149679

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