Thomas Gabriel Coleman Jr
Professional Summary
Thomas Gabriel Coleman JR is a registered financial advisor currently at PREFERRED CLIENT GROUP, INC. located in Dallas, Texas. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1989. Thomas has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
PREFERRED CLIENT GROUP, INC.
Contact Information
Main Address
3707 Dartmouth, Dallas, TX 75205Mailing Address
3707 Dartmouth, Dallas, TX 75205Phone Number
(214) 520-0832Established
Texas since 06/28/1999Firm Type
CorporationFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GABERINO, JAMES DAVID | PRESIDENT/SECRETARY/DIRECTOR/SROP/FINOP/CCO | 216141 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/9/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Oct 2003About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Gabriel Coleman JR's CRS (Customer Relationship Summary).
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