LE
Louis W. English
JANNEY MONTGOMERY SCOTT LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 1981677
LE
Professional summary
Louis William English, who also goes by Louis William English, Louis English, is a registered financial professional currently at JANNEY MONTGOMERY SCOTT LLC located in Chicago, Illinois.
Louis is registered as a RR (Registered Representative) and started their career in finance in 1989. Louis has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Louis William English | Louis English
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Louis William English's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 20 N. Wacker Drive Suite 2035, Chicago, IL 60606RIA
BD
CRD#: 463
Chicago, IL
Past
October 12, 2017 - June 6, 2024
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
CHICAGO, IL
Past
August 6, 2015 - October 16, 2017
LOOP CAPITAL MARKETS LLC
BD
CRD#: 43098
CHICAGO, IL
Past
April 18, 2006 - August 21, 2015
WILLIAM BLAIR
BD
CRD#: 1252
CHICAGO, IL
Past
November 3, 2003 - April 26, 2006
MESIROW FINANCIAL, INC.
BD
CRD#: 2764
CHICAGO, IL
Past
July 16, 1996 - November 17, 2003
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
June 17, 1996 - July 9, 1996
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
Past
August 23, 1994 - July 30, 1996
RODMAN & RENSHAW INC.
BD
CRD#: 724
CHICAGO, IL
Past
November 12, 1993 - August 26, 1994
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
October 12, 1990 - October 30, 1993
RODMAN & RENSHAW INC.
BD
CRD#: 724
CHICAGO, IL
Past
August 22, 1989 - November 15, 1990
TAMARON INVESTMENTS, INC.
BD
CRD#: 14929
ENGLEWOOD, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/4/2024)
RR
Alaska(6/4/2024)
RR
Arizona(6/4/2024)
RR
Arkansas(6/4/2024)
RR
California(6/4/2024)
RR
Colorado(6/4/2024)
RR
Connecticut(6/4/2024)
RR
Delaware(6/4/2024)
RR
District of Columbia(6/4/2024)
RR
Florida(6/4/2024)
RR
Georgia(6/4/2024)
RR
Hawaii(6/4/2024)
RR
Idaho(6/4/2024)
RR
Illinois(6/4/2024)
RR
Indiana(6/4/2024)
RR
Iowa(6/4/2024)
RR
Kansas(6/4/2024)
RR
Kentucky(6/4/2024)
RR
Louisiana(6/4/2024)
RR
Maine(6/4/2024)
RR
Maryland(6/4/2024)
RR
Massachusetts(6/4/2024)
RR
Michigan(6/4/2024)
RR
Minnesota(6/4/2024)
RR
Mississippi(6/4/2024)
RR
Missouri(6/4/2024)
RR
Montana(6/4/2024)
RR
Nebraska(6/4/2024)
RR
Nevada(6/4/2024)
RR
New Hampshire(6/4/2024)
RR
New Jersey(6/4/2024)
RR
New Mexico(6/4/2024)
RR
New York(6/4/2024)
RR
North Carolina(6/14/2024)
RR
North Dakota(6/4/2024)
RR
Ohio(6/4/2024)
RR
Oklahoma(6/4/2024)
RR
Oregon(6/4/2024)
RR
Pennsylvania(6/4/2024)
RR
Puerto Rico(6/4/2024)
RR
Rhode Island(6/4/2024)
RR
South Carolina(6/4/2024)
RR
South Dakota(6/4/2024)
RR
Tennessee(6/4/2024)
RR
Texas(6/4/2024)
RR
Utah(6/4/2024)
RR
Vermont(6/4/2024)
RR
Virgin Islands(6/4/2024)
RR
Virginia(6/4/2024)
RR
Washington(6/4/2024)
RR
West Virginia(6/4/2024)
RR
Wisconsin(6/4/2024)
RR
Wyoming(6/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
