Robert D. Proctor
HIGHPOINT PLANNING PARTNERS
Naperville, IL 60563
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CRD#: 1981125
Professional summary
Robert Dean Proctor, CFP®, who also goes by Bob Proctor, is a registered financial advisor currently at HIGHPOINT PLANNING PARTNERS located in Naperville, Illinois and LPL FINANCIAL LLC located in Naperville, Illinois.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Robert has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Proctor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/17/2023 - Shamrock Financial Planning - DBA for LPL Business (entity for LPL business) - Inv related - At reported Business Location(s) - Start date: 03/15/1989 - 60 hrs/mnth 4 hrs during Trading 2. 01/17/2023 - Shamrock Financial Planning - Non-Variable Insurance - Agent - Inv related - At reported Business Location(s) - 60 hrs/mnth 4 hrs during Trading 3. 09/04/2025 - Highpoint Advisor Group LLC - Registered Investment Advisor Hybrid - IAR - Inv related - At reported Business Location(s) - Start date: 02/06/2023 - 20 hrs/mnth 4 hrs during Trading. I provide investment advisory services through Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 2/2023. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 09/04/2025 - Shamrock Financial Planning - Registered Investment Advisor DBA - IAR - Inv Rel - At reported Business Location(s) - Start date: 08/15/2025 - 40 hrs/mnth 8 hrs during Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Dean Proctor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 9, 2025 - Present
HIGHPOINT PLANNING PARTNERS
Office #1: 1717 N. Naper Blvd Ste 200, Naperville, IL 60563RIA
CRD#: 316636
Naperville, IL
Current
January 17, 2023 - Present
LPL FINANCIAL LLC
Office #1: 1717 N Naper Blvd Suite 200, Naperville, IL 60563RIA
BD
CRD#: 6413
NAPERVILLE, IL
Past
January 17, 2023 - March 21, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
NAPERVILLE, IL
Past
February 11, 2011 - January 18, 2023
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
NAPERVILLE, IL
Past
February 11, 2011 - January 18, 2023
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
NAPERVILLE, IL
Past
September 2, 2008 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
NAPERVILLE, IL
Past
September 2, 2008 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
NAPERVILLE, IL
Past
January 25, 2006 - September 3, 2008
WATERSTONE FINANCIAL GROUP, INC.
RIA
CRD#: 10078
NAPERVILLE, IL
Past
January 17, 2006 - September 3, 2008
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
NAPERVILLE, IL
Past
September 7, 2005 - January 19, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
DOWNERS GROVE, IL
Past
September 8, 1989 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 8, 1989 - January 19, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | VANTAGE FINANCIAL | VANDERVOORN & ASSOC | TWG WEALTH PLANNING | TWG BENEFITS | TOMORROW'S WEALTH PLANNING | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SHAMROCK FINANCIAL PLANNING | SANSONE & ASSOCIATES, P.C. | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH BUSINESS & RETIREMENT PLANNING | RSM FINANCIAL SOLUTIONS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | R. KNAPP FINANCIAL INC | PROFESSIONAL WEALTH ADVISORS LLC | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LPL FINANCIAL | LLOYD WEALTH ADVISORS | KENNEDY FINANCIAL GROUP | KELLER PETERSON WEALTH ADVISORS, LLC | KEITH E. MURPHY | J. KAHN & ASSOCIATES LLC | INTRINSIC WEALTH MANAGEMENT | INDIGO WEALTH ADVISORS | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT ADVISOR GROUP | G/R WEALTH MANAGEMENT GROUP LLC | FRICK INVESTMENT GROUP | FINANCIAL PLANNING FOR GENERATION X | EQUILIBRIUM WEALTH MANAGEMENT | ELEVATION WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | EBERLIN FINANCIAL SERVICES | DOAK FINANCIAL, LLC | CORE WEALTH PLANNING | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | ASPIRE PLANNING GROUP LLC
CRD#: 316636 / SEC#: 801-122583
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/1/2023)
RR
Colorado(1/17/2023)
RR
Florida(1/17/2023)
RR
Georgia(1/17/2023)
RR
Illinois(1/17/2023)
IAR
Illinois(1/9/2025)
RR
Indiana(5/26/2023)
RR
Michigan(1/17/2023)
RR
Missouri(1/17/2023)
RR
New Jersey(1/17/2023)
RR
New York(6/12/2024)
RR
North Carolina(1/25/2023)
RR
South Carolina(1/17/2023)
RR
Tennessee(1/17/2023)
RR
Texas(1/17/2023)
RR
Wisconsin(2/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | VANTAGE FINANCIAL | VANDERVOORN & ASSOC | TWG WEALTH PLANNING | TWG BENEFITS | TOMORROW'S WEALTH PLANNING | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SHAMROCK FINANCIAL PLANNING | SANSONE & ASSOCIATES, P.C. | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH BUSINESS & RETIREMENT PLANNING | RSM FINANCIAL SOLUTIONS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | R. KNAPP FINANCIAL INC | PROFESSIONAL WEALTH ADVISORS LLC | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LPL FINANCIAL | LLOYD WEALTH ADVISORS | KENNEDY FINANCIAL GROUP | KELLER PETERSON WEALTH ADVISORS, LLC | KEITH E. MURPHY | J. KAHN & ASSOCIATES LLC | INTRINSIC WEALTH MANAGEMENT | INDIGO WEALTH ADVISORS | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT ADVISOR GROUP | G/R WEALTH MANAGEMENT GROUP LLC | FRICK INVESTMENT GROUP | FINANCIAL PLANNING FOR GENERATION X | EQUILIBRIUM WEALTH MANAGEMENT | ELEVATION WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | EBERLIN FINANCIAL SERVICES | DOAK FINANCIAL, LLC | CORE WEALTH PLANNING | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | ASPIRE PLANNING GROUP LLC
CRD#: 316636 / SEC#: 801-122583
RIA
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Contact information
Main Address
2651 Warrenville Road Suite 200, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 719-9222
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,813 |
| AUM (Assets Under Management) | $ 3,999,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
