Anthony Marcone

FHN FINANCIAL SECURITIES

Memphis, TN 38120

Some features on this profile are disabled

CRD#: 1980419

Professional summary

Anthony Marcone, who also goes by Tony Marcone, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Memphis, Tennessee.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1989. Anthony has worked at 13 firms and has passed the Series 63, SIE, Series 52, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tony Marcone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Marcone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2024 - Present

FHN FINANCIAL SECURITIES CORP.

Office #1: 1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

CRD#: 46346

Memphis, TN

Past

May 11, 2023 - June 27, 2024

INSPEREX LLC

CRD#: 101420

Collierville, TN

Past

August 12, 2021 - April 19, 2023

TRUIST SECURITIES, INC.

CRD#: 6271

MEMPHIS, TN

Past

August 26, 2015 - June 21, 2021

CANTOR FITZGERALD & CO.

CRD#: 134

MEMPHIS, TN

Past

March 27, 2012 - September 1, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

MEMPHIS, TN

Past

February 23, 2010 - March 28, 2012

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MEMPHIS, TN

Past

August 19, 1999 - February 17, 2010

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

February 23, 1999 - July 22, 1999

ZIONS DIRECT, INC.

CRD#: 17776

SALT LAKE CITY, UT

Past

October 5, 1995 - July 25, 1996

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

BIRMINGHAM, AL

Past

April 4, 1995 - September 20, 1995

MARQUIS INVESTMENTS, L.L.C.

CRD#: 17121

Past

June 28, 1993 - August 11, 1994

MARQUIS INVESTMENTS, L.L.C.

CRD#: 17121

Past

March 29, 1993 - July 10, 1993

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

November 20, 1991 - March 26, 1993

CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526

NEW ORLEANS, LA

Past

September 19, 1989 - July 11, 1990

MLB INVESTMENTS, LTD.

CRD#: 18280

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Tennessee
(6/26/2024)

Exams

State Security Law Exam

Series 63

Date: 8/24/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 12/11/2015

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 9/16/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/23/2016

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

FHN FINANCIAL SECURITIES CORP. | MIDWEST RESEARCH FIRST TENNESSEE SECURITIES CORP. | FTN FINANCIAL SECURITIES CORP | FIRST TENNESSEE SECURITIES CORPORATION | FIRST TENNESSEE SECURITIES CORP.

CRD#: 46346 / SEC#: , 8-51393

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Mailing Address

1000 Ridgeway Loop Road Suite 200, Memphis, TN 38120

Phone number

(901) 435-8080

Established

Tennessee since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FIRST HORIZON BANK	SHAREHOLDER
BUCK, WILLIAM JAMES II	PRINCIPAL OPERATING OFFICER	3129662
DABROWSKI, MARK GERARD	CHIEF COMPLIANCE OFFICER	2065647
GRIFFIN, MARK DANIEL	SVP, RISK CONTROL MANAGER	7462222
JACKSON, JEFF BRIAN	SVP/ TRADING MANAGER	2777631
RITCHESON, DONALD ALLEN	PRINCIPAL FINANCIAL OFFICER / CFO	2360009
ROMANOW, TIMOTHY MARK	PRESIDENT/CEO	2533445
WADDELL, MICHAEL KNOX	EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY	5657529

Disclosures

Regulatory Event	7
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Anthony Marcone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Marcone's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSPEREX LLC

TRUIST SECURITIES, INC.

CANTOR FITZGERALD & CO.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

ZIONS DIRECT, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

MARQUIS INVESTMENTS, L.L.C.

MARQUIS INVESTMENTS, L.L.C.

QUICK & REILLY, INC.

CAPITAL ONE INVESTMENTS, LLC

MLB INVESTMENTS, LTD.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/24/2002

SIE

Date: 10/1/2018

Series 52

Date: 12/11/2015

Series 7

Date: 9/16/1989

Series 53

Date: 5/23/2016

FINRA

Current Firm

FHN FINANCIAL SECURITIES CORP.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FHN FINANCIAL SECURITIES CORP.

TRUST BUT VERIFY

Similar Advisors