AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BC

Brandon L. Chambliss

CETERA INVESTMENT SERVICES LLC
Hoover, AL 35244
Some features on this profile are disabled
CRD#: 1980156
BC

Professional summary

Brandon Lee Chambliss, who also goes by Lee Chambliss, is a registered financial professional currently at CETERA INVESTMENT SERVICES LLC located in Hoover, Alabama.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 1989. Brandon has worked at 15 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 3, Series 7, Series 6, Series 53, Series 24, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lee Chambliss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Lee Chambliss's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 19, 2025 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2050 Parkway Office Circle 4th Fl, Hoover, AL 35244
BD
CRD#: 15340
Hoover, AL
Past

February 25, 2025 - April 29, 2025

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
HOMEWOOD, AL
Past

February 25, 2025 - April 29, 2025

CETERA FINANCIAL SPECIALISTS LLC

BD
CRD#: 10358
HOMEWOOD, AL
Past

February 25, 2025 - April 29, 2025

CETERA ADVISORS LLC

BD
CRD#: 10299
HOMEWOOD, AL
Past

February 20, 2025 - April 29, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
HOMEWOOD, AL
Past

June 27, 2022 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
Birmingham, AL
Past

February 23, 2016 - June 6, 2022

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
BIRMINGHAM, AL
Past

August 3, 2015 - January 5, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
BIRMINGHAM, AL
Past

July 9, 2015 - January 5, 2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA
CRD#: 793
BIRMINGHAM, AL
Past

November 8, 2010 - January 5, 2016

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
BIRMINGHAM, AL
Past

December 3, 2009 - January 5, 2016

STONEX SECURITIES INC.

BD
CRD#: 18456
BIRMINGHAM, AL
Past

January 8, 2007 - January 5, 2016

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

August 14, 2006 - September 14, 2009

INTL ADVISORY CONSULTANTS INC.

RIA
CRD#: 130888
BIRMINGHAM, AL
Past

November 13, 2002 - August 9, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
BIRMINGHAM, AL
Past

July 6, 1999 - August 9, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
BIRMINGHAM, AL
Past

May 8, 1998 - June 9, 1999

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA
Past

August 7, 1995 - April 8, 1998

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

August 7, 1995 - April 8, 1998

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

August 22, 1989 - January 31, 1990

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/19/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/11/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/3/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 7/23/1998
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/4/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/27/2012
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/25/2008
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 2/2/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/1/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/13/2000
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT SERVICES LLC
BANKERS SYSTEMS BROKERAGE SERVICES, INC. | PRIMEVEST FINANCIAL SERVICES, INC. | CETERA INVESTMENT SERVICES LLC | CETERA FINANCIAL INSTITUTIONS

CRD#: 15340 / SEC#: 801-45573, 8-31826

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
400 First St. S. Suite 300, St. Cloud, MN 56301
Mailing Address
P.o. Box 283, St. Cloud, MN 56302-0283
Phone number
(320) 656-4300
Established
Delaware since 11/30/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV 2A AND APPENDIX 1 (10/9/2013)

Direct owners and executive officers

NamePositionCRD#
CETERA FINANCIAL GROUP, INC.SOLE MEMBER
BUCHHEISTER, JEFFREY ROBERTCHIEF FINANCIAL OFFICER4709900
BUDEVICH, SERGEVICE PRESIDENT AND TAX OFFICER7996345
CASEY, SEAN PATRICKVICE PRESIDENT2156290
DOWELL, RODNEY CAMMERONPRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT7376607
GOK, LISA ANNESECRETARY5059738
HANAU, JENNIFER LEIGHVICE PRESIDENT2898698
HOLWEGER, KIMBERLEY ANNCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER1572778
KIRCHER, NICHOLE MARIEVICE PRESIDENT2876887
LEE, WINNIE AI-LINGASSISTANT SECRETARY7381661
MACKAY, TODD CHRISTOPHERMANAGER2799860
MIZUGUCHI, MAURACHIEF ACCOUNTING OFFICER AND TREASURER5769181
NEARY, JOSEPH DANIELCHIEF COMPLIANCE OFFICER2993505
RAMOS, RAMONMONEY LAUNDERING REPORTING OFFICER2160203
REINHOLZ, CHRISTOPHER JONVICE PRESIDENT, DIRECTOR OF TRADING1961258
RUMMEL, LEANN RENEEMANAGER, PRESIDENT AND CHIEF EXECUTIVE OFFICER1965155
SMILEY, STANLEY ROBERTVICE PRESIDENT3004604
STINSON, TIMOTHY EARL MCCOYVICE PRESIDENT2272183
VAN HAVERMAAT, DAVID JAMESASSISTANT SECRETARY7042846

Disclosures

Regulatory Event12
Arbitration3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT SERVICES LLC

CRD#: 15340Hoover, AL 35244

TRUST BUT VERIFY

Monitor Brandon Chambliss

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Martin Garrett Wheeler
Martin WheelerAdvisorCheck Check Mark
OSAIC WEALTH, INC.
PR
SCOTTSDALE, AZ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.