Douglas Marc Nelson
Professional Summary
Douglas Marc Nelson, who also goes by Doug Nelson, is a registered financial advisor currently at STONEX FINANCIAL INC. located in Alpharetta, Georgia. Douglas is registered as a RR (Registered Representative) and started their career in finance in 1989. Douglas has worked at 11 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doug Nelson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
INTERNATIONAL TRADER ASSOCIATION, INC. | STONEX FINANCIAL INC. | STONEX | INTLTRADER.COM, INC. | INTL TRADING, INC. | INTL FCSTONE SECURITIES INC. | INTL FCSTONE FINANCIAL INC.
Contact Information
Main Address
329 Park Avenue North Suite 350, Winter Park, FL 32789Mailing Address
329 Park Avenue North Suite 350, Winter Park, FL 32789Phone Number
(407) 741-5300Established
Florida since 05/29/1998Firm Type
CorporationFiscal Year End
SeptemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | — |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | DIRECTOR, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, PRESIDENT | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SHEA, KEVIN | SECRETARY | 8263627 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/25/2019)
(12/21/2022)
(9/19/2019)
(12/13/2022)
(11/8/2018)
(11/8/2018)
(9/19/2019)
(12/22/2022)
(12/22/2022)
(11/8/2018)
(11/6/2018)
(5/18/2022)
(11/8/2018)
(12/21/2022)
(12/20/2022)
(11/8/2018)
(12/13/2022)
(12/14/2022)
(11/8/2018)
(9/23/2019)
(12/21/2022)
(11/21/2018)
(9/20/2019)
(4/26/2022)
(11/8/2018)
(11/8/2018)
(12/14/2022)
(11/8/2018)
(12/14/2022)
(5/19/2022)
(12/14/2022)
(10/16/2019)
(11/8/2018)
(12/4/2024)
(1/3/2023)
(11/8/2018)
(10/25/2019)
(11/8/2018)
(11/8/2018)
(11/8/2018)
(1/3/2023)
(11/8/2018)
(11/8/2018)
(3/2/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Douglas Marc Nelson's CRS (Customer Relationship Summary).
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