Timothy B. Lufkin
Professional summary
Timothy Brooks Lufkin, who also goes by Tim Lufkin, Timothy Brooks Lufkin, Timothy B Lufkin, Timothy Lufkin, is a registered financial professional currently at CASCADIA CAPITAL, LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1989. Timothy has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Brooks Lufkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2024 - Present
CASCADIA CAPITAL, LLC
Office #1: 477 Madison Avenue 18th Floor, New York, NY 10022August 18, 2021 - January 5, 2024
ROTHSCHILD & CO US INC.
July 1, 2020 - April 12, 2021
TRUIST SECURITIES, INC.
May 8, 2017 - July 1, 2020
BB&T SECURITIES, LLC
May 22, 2012 - November 13, 2013
MORGAN JOSEPH TRIARTISAN LLC
May 13, 2011 - February 7, 2012
COWEN AND COMPANY
February 12, 2007 - September 27, 2010
B. RILEY SECURITIES, INC.
July 21, 2003 - February 22, 2007
LEGACY PARTNERS GROUP, LLC
September 13, 2002 - July 30, 2003
G.RESEARCH, LLC
September 19, 1989 - November 20, 2000
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
CASCADIA CAPITAL, LLC
CRD#: 101020 / SEC#: , 8-52064
Contact information
FINRA licenses (14 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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