Major Pursley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Major Pursley was a registered financial professional .
Major is a previously registered financial professional and started their career in finance in 1989. Major had worked at 5 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2012 - December 31, 2018
QUEST CAPITAL STRATEGIES, INC.
January 4, 2010 - March 12, 2012
SCF SECURITIES, INC.
December 1, 2006 - November 13, 2009
QUESTAR CAPITAL CORPORATION
March 7, 2001 - December 1, 2006
USALLIANZ SECURITIES, INC.
October 29, 1992 - March 7, 2001
MML INVESTORS SERVICES, LLC
December 1, 1989 - October 16, 1992
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
