Jennifer P. Chambers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer Patricia Chambers was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 1989. Jennifer had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2009 - January 6, 2015
INVESTORS CAPITAL CORP.
April 24, 2009 - January 6, 2015
INVESTORS CAPITAL CORP.
October 23, 2002 - April 28, 2009
MAXIM GROUP LLC
June 1, 1999 - October 23, 2002
HAPOALIM SECURITIES USA, INC.
August 23, 1996 - June 1, 1999
STUART, COLEMAN & CO., INC.
March 10, 1995 - August 16, 1996
FAIRCHILD FINANCIAL GROUP, INC.
February 7, 1995 - February 22, 1995
COMMONWEALTH ASSOCIATES
January 13, 1994 - February 8, 1995
BERKELEY SECURITIES CORPORATION
February 12, 1993 - January 22, 1994
FIRST ASSET MANAGEMENT, INC.
September 21, 1992 - February 2, 1993
J. GREGORY & COMPANY, INC.
April 11, 1992 - September 25, 1992
MELBOURNE GSI CORP.
October 25, 1989 - November 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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