Michael Martin Mirich | Financial Professional | Escondido, California | REALTA INVESTMENT ADVISORS, INC

Professional summary

Michael Martin Mirich is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Escondido, California and REALTA EQUITIES, INC. located in Escondido, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Martin Mirich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2023 - Present

REALTA INVESTMENT ADVISORS, INC

Office #1: 500 Laterraza Blvd Suite 150, Escondido, CA 92069

RIA

CRD#: 134952

ESCONDIDO, CA

Current

December 7, 2023 - Present

REALTA EQUITIES, INC.

Office #1: 500 La Terraza Boulevard Suite 150, Escondido, CA 92069

BD

CRD#: 23769

ESCONDIDO, CA

Past

March 31, 2023 - December 22, 2023

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

Escondido, CA

Past

January 7, 2015 - June 22, 2023

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

ESCONDIDO, CA

Past

January 2, 2015 - December 1, 2023

CENTER STREET SECURITIES, INC.

BD

CRD#: 26898

ESCONDIDO, CA

Past

September 9, 2013 - December 31, 2014

GRADIENT SECURITIES, LLC

BD

CRD#: 127701

ESCONDIDO, CA

Past

August 29, 2013 - December 31, 2014

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ESCONDIDO, CA

Past

January 19, 2010 - November 29, 2011

FINANCIAL WEST GROUP

BD

CRD#: 16668

SAN DIEGO, CA

Past

December 24, 1996 - January 30, 1998

SII INVESTMENTS, INC.

BD

CRD#: 2225

APPLETON, WI

Past

November 28, 1989 - January 11, 1996

FORESTERS EQUITY SERVICES, INC.

BD

CRD#: 18464

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

California
(12/7/2023)

IAR

California
(12/8/2023)

RR

Georgia
(11/26/2025)

RR

Virginia
(12/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 2/6/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/21/2017

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 1/18/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

RR

FINRA

Current Firm

RI

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

64

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

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Advisor Monitoring

Firm Stability Insights

Michael M. Mirich

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Martin Mirich's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

ARETE WEALTH ADVISORS, LLC

CENTER STREET ADVISORS, INC.

CENTER STREET SECURITIES, INC.

GRADIENT SECURITIES, LLC

GRADIENT ADVISORS, LLC

FINANCIAL WEST GROUP

SII INVESTMENTS, INC.

FORESTERS EQUITY SERVICES, INC.

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2013

Series 63

Date: 2/6/2010

SIE

Date: 10/1/2018

Series 7

Date: 7/21/2017

Series 6

Date: 1/18/2010

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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