PR
Peter H. Reinemann
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Boston, MA 02110
Some features on this profile are disabled
CRD#: 1976440
PR
Professional summary
Peter Howlett Reinemann is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Boston, Massachusetts.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1989. Peter has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Howlett Reinemann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 1996 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: One International Place, Boston, MA 02110BD
CRD#: 18353
Boston, MA
Past
July 28, 1992 - October 21, 1994
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
BD
CRD#: 18353
NEWARK, NJ
Past
May 4, 1990 - May 19, 1992
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
Past
November 21, 1989 - March 12, 1990
BNP PARIBAS SECURITIES CORP.
BD
CRD#: 15794
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2000)
RR
Alaska(2/17/2000)
RR
Arizona(2/18/2000)
RR
Arkansas(2/17/2000)
RR
California(2/17/2000)
RR
Colorado(2/17/2000)
RR
Connecticut(2/17/2000)
RR
Delaware(2/17/2000)
RR
District of Columbia(2/17/2000)
RR
Florida(9/5/1997)
RR
Georgia(2/17/2000)
RR
Hawaii(2/17/2000)
RR
Idaho(2/22/2000)
RR
Illinois(2/17/2000)
RR
Indiana(2/17/2000)
RR
Iowa(2/22/2000)
RR
Kansas(2/17/2000)
RR
Kentucky(2/18/2000)
RR
Louisiana(2/18/2000)
RR
Maine(2/18/2000)
RR
Maryland(2/17/2000)
RR
Massachusetts(2/17/2000)
RR
Michigan(2/17/2000)
RR
Minnesota(2/22/2000)
RR
Mississippi(2/18/2000)
RR
Missouri(2/18/2000)
RR
Montana(2/18/2000)
RR
Nebraska(2/17/2000)
RR
Nevada(2/24/2000)
RR
New Hampshire(2/17/2000)
RR
New Jersey(2/17/2000)
RR
New Mexico(2/18/2000)
RR
New York(2/17/2000)
RR
North Carolina(2/18/2000)
RR
North Dakota(2/18/2000)
RR
Ohio(2/22/2000)
RR
Oklahoma(2/18/2000)
RR
Oregon(2/17/2000)
RR
Pennsylvania(2/17/2000)
RR
Rhode Island(2/18/2000)
RR
South Carolina(2/17/2000)
RR
South Dakota(2/23/2000)
RR
Tennessee(2/18/2000)
RR
Texas(2/17/2000)
RR
Utah(2/17/2000)
RR
Vermont(2/18/2000)
RR
Virginia(2/18/2000)
RR
Washington(2/17/2000)
RR
West Virginia(2/22/2000)
RR
Wisconsin(2/22/2000)
RR
Wyoming(2/17/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
PAMCO SECURITIES CORPORATION | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION
CRD#: 18353 / SEC#: , 8-36540
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
655 Broad Street 19th Floor, Newark, NJ 07102
Mailing Address
655 Broad Street 19th Floor, Newark, NJ 07102
Phone number
(973) 802-6000
Established
Delaware since 10/09/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353Boston, MA 02110TRUST BUT VERIFY
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