Daniel B. Mulvey

ADHESION WEALTH ADVISOR SOLUTIONS

CHARLOTTE, NC 28209

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CRD#: 1976010

Professional summary

Daniel Brendan Mulvey is a registered financial advisor currently at ADHESION WEALTH ADVISOR SOLUTIONS located in Charlotte, North Carolina.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Daniel has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IWP Capital is not a registered entity but does provide screening and proxy voting services to Investment Advisors and their clients. Dan has a small ownership interest and provides no time or resources to the daily management of IWP Capital. The business is located at 200 Main St, Fort Worth TX 76102.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brendan Mulvey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2024 - Present

ADHESION WEALTH ADVISOR SOLUTIONS

Office #1: 2825 South Blvd Suite 500, Charlotte, NC 28209

RIA

CRD#: 143593

CHARLOTTE, NC

Past

January 30, 2019 - February 6, 2024

TRINITY INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 133873

FORT WORTH, TX

Past

January 2, 2015 - June 13, 2016

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

January 2, 2015 - June 13, 2016

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

MERRIMACK, NH

Past

January 2, 2015 - June 13, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Past

May 27, 2014 - May 26, 2015

PYRAMIS DISTRIBUTORS CORPORATION LLC

CRD#: 146430

MERRIMACK, NH

Past

August 6, 2010 - September 12, 2012

GLOBALBRIDGE

RIA

CRD#: 111538

MINNEAPOLIS, MN

Past

March 17, 2009 - June 1, 2010

TRINITY INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 133873

POTOMAC, MD

Past

July 13, 2005 - April 22, 2008

ASB CAPITAL MANAGEMENT LLC

RIA

CRD#: 110995

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADHESION WEALTH ADVISOR SOLUTIONS

ADHESION WEALTH ADVISOR SOLUTIONS | ATRIA INVESTMENTS, INC. | ATRIA INVESTMENTS LLC | ATRIA INVESTMENT MANAGEMENT, LLC | ATRIA INVESTMENT MANAGEMENT

CRD#: 143593 / SEC#: 801-67829

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/2014

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/22/1993

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/2015

General Securities Principal Examination

Current Firm

ADHESION WEALTH ADVISOR SOLUTIONS

ADHESION WEALTH ADVISOR SOLUTIONS | ATRIA INVESTMENTS, INC. | ATRIA INVESTMENTS LLC | ATRIA INVESTMENT MANAGEMENT, LLC | ATRIA INVESTMENT MANAGEMENT

CRD#: 143593 / SEC#: 801-67829

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

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Contact information

Main Address

2825 South Blvd Suite 500, Charlotte, NC 28209

Mailing Address

Phone number

(888) 295-8351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADHESION WEALTH ADVISOR SOLUTIONS: FORM ADV PART 2 BROCHURE 2024_12.2.24 (4/16/2025)

Regulatory assets under management

Total Number of Accounts	32,716
AUM (Assets Under Management)	$ 10,425,682,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel B. Mulvey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brendan Mulvey's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRINITY INVESTMENT MANAGEMENT, LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

PYRAMIS DISTRIBUTORS CORPORATION LLC

GLOBALBRIDGE

TRINITY INVESTMENT MANAGEMENT, LLC

ASB CAPITAL MANAGEMENT LLC

Primary Firm SEC Registration

ADHESION WEALTH ADVISOR SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2020

Series 63

Date: 7/29/2014

SIE

Date: 6/13/2016

Series 7

Date: 5/27/2014

Series 3

Date: 6/22/1993

Series 24

Date: 11/24/2015

Current Firm

ADHESION WEALTH ADVISOR SOLUTIONS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADHESION WEALTH ADVISOR SOLUTIONS

TRUST BUT VERIFY

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