Joseph T. Montagne
Professional summary
Joseph Thomas Montagne, who also goes by Joe Montagne, Joseph Thomas Montagne, Joseph Montagne, Joseph T Montagne, is a registered financial professional currently at NYLIFE SECURITIES LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Thomas Montagne's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 1 World Trade Center 285 Fulton Street 39th Fl, New York, NY, 10007-0166August 28, 2024 - February 5, 2025
SANTANDER SECURITIES LLC
February 23, 2016 - August 26, 2024
UBS FINANCIAL SERVICES INC.
October 1, 2012 - September 9, 2015
J.P. MORGAN SECURITIES LLC
July 6, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 30, 2010 - June 17, 2010
STATE FARM VP MANAGEMENT CORP.
November 10, 2008 - December 15, 2009
MSI FINANCIAL SERVICES, INC.
July 3, 2006 - April 18, 2008
BARCLAYS CAPITAL INC.
April 8, 2003 - September 20, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/30/2025)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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