Susannah L. Page
Professional summary
Susannah L Page, who also goes by Susannah Ruth Labov, Susannah Ruth Page, is a registered financial professional currently at ROOSEVELT & CROSS, INCORPORATED located in New York, New York.
Susannah is registered as a RR (Registered Representative) and started their career in finance in 1989. Susannah has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 50, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susannah L Page's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2014 - Present
ROOSEVELT & CROSS, INCORPORATED
Office #1: One Exchange Plaza 55 Broadway 22nd Fl, New York, NY, 10006August 11, 2011 - June 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 1991 - October 25, 2001
BNY MELLON SECURITIES CORPORATION
September 19, 1989 - July 29, 1991
J.J. KENNY DRAKE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2014)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
ROOSEVELT & CROSS, INCORPORATED
CRD#: 6964 / SEC#: , 8-19363
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FARAWELL, JOHN MADDEN | DIRECTOR | 1018554 |
| FINN, FRANCIS GREGORY | CHAIRMAN OF THE BOARD | 1019346 |
| BRENNAN, ELAINE MARIE | DIRECTOR | 720043 |
| HALLER, JOSEPH CROSS | DIRECTOR | 4826263 |
| MONAHAN, SCOTT THOMAS | DIRECTOR | 4882785 |
| STAVITSKI, CHARLES CLEMENT | CEO | 5435642 |
| WAGNER, DAVID CHARLES | DIRECTOR | 4249755 |
| WELSH, WILLIAM WALTER | 5% OWNER | 1602929 |
| CAWLEY, KATHLEEN | CCO | 1129804 |
| MOORE, DAVID WILLIAM | COO/SENIOR VICE PRESIDENT | 2209528 |
| SAKOL, DANIEL SCOTT | FINOP | 2813237 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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