Colleen A. Kovacs
Professional summary
Colleen Ann Kovacs, who also goes by Colleen Anne Okeefe, is a registered financial professional currently at PLANNED FINANCIAL PROGRAMS, INC. located in Melville, New York.
Colleen is registered as a RR (Registered Representative) and started their career in finance in 1999. Colleen has worked at 1 firm and has passed the Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colleen Ann Kovacs's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 1999 - Present
PLANNED FINANCIAL PROGRAMS, INC.
Office #1: 734 Walt Whitman Road Suite 301, Melville, NY 11747Office #2: 734 Walt Whitman Road, Melville, NY 11747-2216State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/1999)
Exams
Series 99TO
Date: 5/12/2025
Operations Professional ExaminationFINRA
Current Firm
PLANNED FINANCIAL PROGRAMS, INC.
CRD#: 3049 / SEC#: , 8-5727
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOCK, ROBERT WALTER | PRESIDENT/ VP/CHIEF COMPLIANCE OFFICER/TREASURER | 1835457 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
