Kevin P. Kelly
Professional summary
Kevin Patrick Kelly, who also goes by Kevin Kelly, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1990. Kevin has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin Patrick Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2024 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017June 11, 2019 - October 19, 2023
STONEX FINANCIAL INC.
September 18, 2017 - June 4, 2019
R. SEELAUS & CO., LLC
December 7, 2015 - September 25, 2017
LOOP CAPITAL MARKETS LLC
September 30, 2011 - August 6, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
November 2, 1998 - September 30, 2011
STONE & YOUNGBERG LLC
February 27, 1996 - October 6, 1998
SUTRO & CO. INCORPORATED
January 29, 1990 - February 13, 1995
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2024)
(2/15/2024)
(7/24/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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