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JJ

John P. Jenkins

EMPOWER ADVISORY GROUP
Castle Rock, CO
Some features on this profile are disabled
CRD#: 1974869
JJ

Professional summary


John Peter Jenkins, CFP® is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Castle Rock, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Block Advisors / Tax advisor Tax preparation services / Part-time tax prep / 12-15 hours per week during tax season, 3-5 hours per month off season. 2) Intuit / Seasonal Tax Preparer. Prepare tax returns for Turbotax customers. Approved with terms and conditions.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view John Peter Jenkins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

December 19, 2017 - Present

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
Castle Rock, CO
Current

February 26, 2018 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111
BD
CRD#: 13109
Greenwood Village, CO
Past

May 2, 2017 - December 18, 2017

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
Castle Rock, CO
Past

April 28, 2017 - December 18, 2017

BBVA SECURITIES INC.

BD
CRD#: 27060
CASTLE ROCK, CO
Past

May 18, 2016 - August 2, 2016

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

April 2, 2015 - June 18, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
DENVER, CO
Past

April 2, 2015 - June 18, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
DENVER, CO
Past

July 30, 2013 - April 3, 2015

ZIONS CAPITAL ADVISORS, INC.

RIA
CRD#: 131308
DENVER, CO
Past

July 30, 2013 - April 3, 2015

ZIONS DIRECT, INC.

BD
CRD#: 17776
DENVER, CO
Past

July 9, 2013 - July 25, 2013

ZIONS CAPITAL ADVISORS, INC.

RIA
CRD#: 131308
DENVER, CO
Past

July 8, 2013 - July 25, 2013

ZIONS DIRECT, INC.

BD
CRD#: 17776
SALT LAKE CITY, UT
Past

May 8, 2012 - December 31, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
RESTON, VA
Past

May 8, 2012 - December 31, 2012

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
RESTON, VA
Past

February 17, 2011 - March 1, 2012

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
LARGO, MD
Past

February 10, 2011 - March 1, 2012

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LARGO, MD
Past

August 13, 2009 - January 28, 2011

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
ELGIN, IL
Past

April 7, 2000 - August 24, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
OAK BROOK, IL
Past

October 2, 1996 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

October 2, 1996 - August 24, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
OAK BROOK, IL
Past

August 23, 1996 - September 20, 1996

MARINER FINANCIAL SERVICES, INC.

BD
CRD#: 8292
LARGO, FL
Past

September 19, 1989 - December 16, 1989

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
MIAMI, FL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/27/2018)
RR
Alaska
(2/27/2018)
RR
Arizona
(2/27/2018)
RR
Arkansas
(2/27/2018)
RR
California
(2/27/2018)
IAR
Colorado
(12/19/2017)
RR
Colorado
(2/26/2018)
RR
Connecticut
(2/27/2018)
RR
Delaware
(2/27/2018)
RR
Georgia
(2/27/2018)
RR
Hawaii
(2/27/2018)
RR
Idaho
(2/27/2018)
RR
Illinois
(2/27/2018)
RR
Indiana
(2/27/2018)
RR
Iowa
(2/27/2018)
RR
Kansas
(2/26/2018)
RR
Kentucky
(2/27/2018)
RR
Maine
(2/27/2018)
RR
Massachusetts
(2/27/2018)
RR
Michigan
(2/27/2018)
RR
Minnesota
(2/27/2018)
RR
Mississippi
(2/27/2018)
RR
Missouri
(2/27/2018)
RR
Montana
(2/27/2018)
RR
Nebraska
(2/27/2018)
RR
Nevada
(2/27/2018)
RR
New Hampshire
(2/27/2018)
RR
New Jersey
(2/27/2018)
RR
New Mexico
(2/27/2018)
RR
New York
(2/27/2018)
RR
North Carolina
(3/2/2018)
RR
North Dakota
(2/27/2018)
RR
Oklahoma
(2/27/2018)
RR
Oregon
(2/27/2018)
RR
Pennsylvania
(2/27/2018)
RR
Rhode Island
(2/27/2018)
RR
South Carolina
(2/27/2018)
RR
South Dakota
(2/27/2018)
RR
Tennessee
(2/27/2018)
RR
Texas
(2/27/2018)
RR
Utah
(2/27/2018)
RR
Vermont
(2/27/2018)
RR
Virginia
(2/27/2018)
RR
Washington
(2/27/2018)
RR
West Virginia
(2/27/2018)
RR
Wisconsin
(2/27/2018)
RR
Wyoming
(2/27/2018)

Exams


State Security Law Exam
IAR
Series 65
Date: 6/28/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA
Registered Investment Advisory firm - (11/22/2000 Approved)
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Contact information


Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

Regulatory assets under management


Total Number of Accounts250,707
AUM (Assets Under Management)$ 159,120,330,491

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
03/28/2025
Cover Page
11/21/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EMPOWER ADVISORY GROUP, LLC

CRD#: 112058Castle Rock, CO

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