John P. Jenkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Peter Jenkins, CFP® was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2018 - January 6, 2026
EMPOWER FINANCIAL SERVICES, INC.
December 19, 2017 - January 6, 2026
EMPOWER ADVISORY GROUP, LLC
May 2, 2017 - December 18, 2017
PNC MANAGED ACCOUNT SOLUTIONS, INC.
April 28, 2017 - December 18, 2017
BBVA SECURITIES INC.
May 18, 2016 - August 2, 2016
EMPOWER FINANCIAL SERVICES, INC.
April 2, 2015 - June 18, 2015
LPL FINANCIAL LLC
April 2, 2015 - June 18, 2015
LPL FINANCIAL LLC
July 30, 2013 - April 3, 2015
ZIONS CAPITAL ADVISORS, INC.
July 30, 2013 - April 3, 2015
ZIONS DIRECT, INC.
July 9, 2013 - July 25, 2013
ZIONS CAPITAL ADVISORS, INC.
July 8, 2013 - July 25, 2013
ZIONS DIRECT, INC.
May 8, 2012 - December 31, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 8, 2012 - December 31, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 17, 2011 - March 1, 2012
MML INVESTORS SERVICES, LLC
February 10, 2011 - March 1, 2012
MML INVESTORS SERVICES, LLC
August 13, 2009 - January 28, 2011
AVANTAX INVESTMENT SERVICES, INC.
April 7, 2000 - August 24, 2009
EQUITABLE ADVISORS, LLC
October 2, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 2, 1996 - August 24, 2009
EQUITABLE ADVISORS, LLC
August 23, 1996 - September 20, 1996
MARINER FINANCIAL SERVICES, INC.
September 19, 1989 - December 16, 1989
SANCTUARY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
