JT
Jeffrey A. Tucker
TRUIST ADVISORY SERVICES
OCALA, FL 34474
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CRD#: 1974408
JT
Professional summary
Jeffrey Alan Tucker is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Ocala, Florida and TRUIST INVESTMENT SERVICES, INC. located in Ocala, Florida.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Jeffrey has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHURCH OF HOPE POSITION: Financial Board NATURE: Local Church INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2024 ADDRESS: Ocala FL, United States DESCRIPTION: Reviewing the monthly financial statement. We also discuss what organizations to make donations to.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Alan Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4414 Sw College Rd Ste 1450, Ocala, FL 34474RIA
CRD#: 283390
OCALA, FL
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 4414 Sw College Rd Ste 1450, Ocala, FL 34474BD
CRD#: 17499
Ocala, FL
Past
October 14, 2015 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
October 12, 2015 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
October 1, 2000 - October 14, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
OCALA, FL
Past
October 1, 2000 - October 14, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
OCALA, FL
Past
February 24, 1995 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Past
April 29, 1994 - March 2, 1995
BARNETT INVESTMENTS, INC.
BD
CRD#: 14897
JACKSONVILLE, FL
Past
January 15, 1992 - April 29, 1994
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
May 25, 1990 - January 10, 1992
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(11/9/2022)
RR
Arizona(11/9/2022)
RR
Arkansas(11/9/2022)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Delaware(11/9/2022)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
IAR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(11/9/2022)
RR
Idaho(11/9/2022)
RR
Illinois(2/17/2021)
RR
Indiana(11/9/2022)
RR
Iowa(11/9/2022)
RR
Kansas(10/21/2022)
RR
Kentucky(2/8/2022)
RR
Louisiana(2/17/2021)
IAR
Louisiana(4/19/2021)
RR
Maine(11/9/2022)
RR
Maryland(2/11/2022)
RR
Massachusetts(2/17/2021)
RR
Michigan(2/17/2021)
RR
Minnesota(2/17/2021)
RR
Mississippi(2/17/2021)
RR
Missouri(11/9/2022)
RR
Montana(11/9/2022)
RR
Nebraska(11/9/2022)
RR
Nevada(11/9/2022)
RR
New Hampshire(11/9/2022)
RR
New Jersey(2/17/2021)
RR
New Mexico(2/17/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
North Dakota(11/9/2022)
RR
Ohio(5/9/2022)
RR
Oklahoma(5/20/2022)
RR
Oregon(11/9/2022)
RR
Pennsylvania(2/17/2021)
RR
Puerto Rico(11/9/2022)
RR
Rhode Island(7/1/2021)
IAR
Rhode Island(8/11/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(11/9/2022)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/15/2021)
RR
Utah(11/9/2022)
RR
Vermont(2/17/2021)
RR
Virgin Islands(11/9/2022)
RR
Virginia(7/1/2021)
RR
Washington(11/9/2022)
RR
West Virginia(2/17/2021)
RR
Wisconsin(9/17/2021)
RR
Wyoming(11/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Ocala, FL 34474TRUST BUT VERIFY
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Contact information
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