Kirk C. Strawn

ALPHACORE CAPITAL LLC

LA JOLLA, CA 92037

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CRD#: 1974396

Professional summary

Kirk Cabell Strawn, CFA is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in La Jolla, California.

Kirk is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Kirk has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Producing agent for an affiliate of the Adviser, AlphaCore Insurance Services, an insurance agency. Investment related activities as an insurance agent, conducts insurance agent activities from 875 Prospect St. Ste. 315 La Jolla, CA 92037. Mr. Strawn offers insurance products and services to clients of the Adviser. Mr. Strawn spends approximately 1-3 hours per day during trading hours on these activities, and approximately 10-15 total hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Cabell Strawn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 23, 2018 - Present

ALPHACORE CAPITAL LLC

Office #1: 1200 Prospect St Suite 200, La Jolla, CA 92037

RIA

CRD#: 174346

LA JOLLA, CA

Past

September 9, 2010 - October 5, 2010

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

January 27, 2010 - December 4, 2017

ALPHAMAX DISTRIBUTORS, L.L.C.

CRD#: 8258

CHICAGO, IL

Past

October 15, 2001 - July 14, 2009

MAN INVESTMENTS INC.

CRD#: 15770

CHICAGO, IL

Past

November 13, 2000 - May 2, 2001

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

February 8, 2000 - October 27, 2000

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

April 26, 1996 - February 8, 2000

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

August 22, 1989 - January 22, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/23/2018)

IAR

Texas
(9/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/24/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/7/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/19/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 6/4/2010

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/2000

General Securities Principal Examination

Current Firm

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

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Contact information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 875-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHACORE FORM ADV PART 2-OCT. 2025 (10/13/2025)

Regulatory assets under management

Total Number of Accounts	6,249
AUM (Assets Under Management)	$ 6,060,926,747

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Kirk C. Strawn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kirk Cabell Strawn's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

ALPHAMAX DISTRIBUTORS, L.L.C.

MAN INVESTMENTS INC.

ABN AMRO SECURITIES LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

ABN AMRO SECURITIES LLC

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

ALPHACORE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/24/1995

Series 63

Date: 8/31/1989

SIE

Date: 12/4/2017

Series 3

Date: 11/7/2001

Series 7

Date: 8/19/1989

Series 30

Date: 6/4/2010

Series 24

Date: 12/28/2000

Current Firm

ALPHACORE CAPITAL LLC

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHACORE CAPITAL LLC

TRUST BUT VERIFY

Contact information

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