Pete Papageorgakis
Professional summary
Pete Papageorgakis, CFA is a registered financial professional currently at CALAMOS FINANCIAL SERVICES LLC located in Naperville, Illinois.
Pete is registered as a RR (Registered Representative) and started their career in finance in 1993. Pete has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Pete Papageorgakis's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2021 - Present
CALAMOS FINANCIAL SERVICES LLC
Office #1: 2020 Calamos Court, Naperville, IL 60563-2787January 23, 2015 - February 3, 2020
BMO INVESTMENT DISTRIBUTORS, LLC
September 20, 2007 - October 2, 2013
NEUBERGER BERMAN BD LLC
September 20, 2007 - October 2, 2013
NEUBERGER BERMAN BD LLC
June 9, 2005 - September 11, 2007
VAN KAMPEN ADVISORS INC
July 8, 1993 - September 11, 2007
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/14/2021)
Exams
FINRA
Current Firm
CALAMOS FINANCIAL SERVICES LLC
CRD#: 19850 / SEC#: , 8-37854
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CALAMOS INVESTMENTS LLC | SOLE MEMBER/MANAGER | |
| KOUDOUNIS, JOHN SPIRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 1878118 |
| DUFRESNE, DANIEL LEO | EVP, CHIEF OPERATING OFFICER | 2852606 |
| HELMETAG, CHRISTIAN ALLAN | PRINCIPAL OPERATIONS OFFICER | 5282700 |
| HELMETAG, CHRISTIAN ALLAN | FINANCIAL OPERATION PRINCIPAL | 5282700 |
| KILEY, THOMAS PATRICK | SVP CHIEF DISTRIBUTION OFFICER | 2869770 |
| KILEY, THOMAS PATRICK | PRINCIPAL EXECUTIVE OFFICER | 2869770 |
| OJALA, ERIK DONALD | GENERAL COUNSEL & SECRETARY | 4758365 |
| SINKER, JACQUELINE ELIZABETH | CHIEF COMPLIANCE OFFICER | 1471593 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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