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OM

Olga I. Maldonado

SAMCO CAPITAL MARKETS
Austin, TX 78731
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CRD#: 1974097
OM

Professional summary


Olga Inez Maldonado R, who also goes by Olga Inez Maldonado R, Olga Inez Ramirez, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Austin, Texas.

Olga is registered as a RR (Registered Representative) and started their career in finance in 1989. Olga has worked at 8 firms and has passed the Series 63, SIE, Series 99TO, Series 7 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Olga Inez Maldonado R | Olga Inez Ramirez

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Olga Inez Maldonado R's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 23, 2016 - Present

SAMCO CAPITAL MARKETS, INC.

Office #1: 6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
BD
CRD#: 136532
Austin, TX
Past

August 30, 2010 - December 21, 2010

WOODSTOCK FINANCIAL GROUP, INC.

BD
CRD#: 38095
AUSTIN, TX
Past

August 6, 2010 - August 27, 2010

CRESCENT SECURITIES GROUP, INC.

BD
CRD#: 114993
PLANO, TX
Past

May 29, 2008 - August 26, 2010

APS FINANCIAL CORPORATION

BD
CRD#: 10033
AUSTIN, TX
Past

October 17, 2005 - May 13, 2008

SAMCO CAPITAL MARKETS, INC.

BD
CRD#: 136532
AUSTIN, TX
Past

February 3, 2003 - May 19, 2006

PENSON FINANCIAL SERVICES, INC.

BD
CRD#: 25866
DALLAS, TX
Past

January 2, 2001 - December 4, 2006

SAMCO FINANCIAL SERVICES, INC.

BD
CRD#: 30108
PHOENIX, AZ
Past

September 13, 2000 - February 3, 2003

SERVICE ASSET MANAGEMENT COMPANY

BD
CRD#: 47157
AUSTIN, TX
Past

December 18, 1989 - February 4, 2000

TEXAS METHODIST DEVELOPMENT FUND, INC.

BD
CRD#: 23779
AUSTIN, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/12/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SC
SAMCO CAPITAL MARKETS, INC.
SAMCO CAPITAL MARKETS, INC.

CRD#: 136532 / SEC#: , 8-67023

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
Mailing Address
6805 Capital Of Texas Highway Suite 350, Austin, TX 78731
Phone number
(512) 794-9100
Established
Texas since 05/09/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SAMCO HOLDINGS, INC.SHAREHOLDER
ENGEMOEN, ROGER JAMES JRCHAIRMAN, DIRECTOR1506062
MALDONADO, OLGA INEZ RCFO, CONTROLLER, FINOP1974097
MANNES, JOSEPH REIDCSO, PRESIDENT, ROSFP1946872
MAVERICK, JOSEPH LEE JRCHIEF COMPLIANCE OFFICER, ROSFP2170350

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SAMCO CAPITAL MARKETS, INC.

CRD#: 136532Austin, TX 78731

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